Form 4 for SMTK SmartKem, Inc.
Accepted 2024-06-05 00:00:00 ET · period of report 2024-05-30 · accession 0001104659-24-068784 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-06-05 | 2024-05-30 | SMTK | de Boer Klaas | Dir | C - Cnv Deriv | — | +5,715 | 11.4K | +100% | — |
| DI | 2024-06-05 | 2024-05-30 | SMTK | de Boer Klaas | Dir | C - Cnv Deriv | — | -50 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-30 | C | A | 5,715 | — | 11,430 | I By Spouse | — | — | (F1) The Series A-2 Convertible Preferred Stock, stated valued equal to $1,000 per share (the "Preferred Stock"), converted automatically into shares of common stock of the Issuer at the conversion price of $8.75 per share on May 30, 2024. |
| 2 | Derivative | Series A-2 Convertible Preferred Stock | 2024-05-30 | C | D | 50 | — | 0 | I By Spouse | $8.75 · — to — | 5,715 Common Stock | (F1) The Series A-2 Convertible Preferred Stock, stated valued equal to $1,000 per share (the "Preferred Stock"), converted automatically into shares of common stock of the Issuer at the conversion price of $8.75 per share on May 30, 2024. (F2) The Preferred Stock does not have an expiration date. |