Form 4 for WRBY Warby Parker Inc.
Accepted 2024-06-10 00:00:00 ET · period of report 2024-06-06 · accession 0001104659-24-070106 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-06-10 | 2024-06-06+ | WRBY | Miller Steven Clive | CFO | M - OptEx | $12.46 | +96.2K | 181.9K | +112% | +$1.20M |
| DM | 2024-06-10 | 2024-06-06+ | WRBY | Miller Steven Clive | CFO | S - Sale+OE | $16.63 | -85.1K | 166.9K | -34% | -$1.42M |
| DM | 2024-06-10 | 2024-06-06+ | WRBY | Miller Steven Clive | CFO | M - OptEx | $0.00 | -96.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-06-06 | M | A | 662 | $12.35 | 182,588 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-06-06 | S | D | 15,709 | $17.04 | 166,879 | D | — | — | (F2) The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $16.922 to $17.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. |
| 3 | Common | Class A Common Stock | 2024-06-07 | M | A | 58,455 | $12.35 | 225,334 | D | — | — | |
| 4 | Common | Class A Common Stock | 2024-06-07 | M | A | 26,511 | — | 193,390 | D | — | — | (F7) This filing relates to the occurrence of a RSU vesting event. Each RSU represents a contingent right to receive one share of the Company's Class A Common Stock. |
| 5 | Common | Class A Common Stock | 2024-06-07 | S | D | 10,984 | $16.67 | 182,406 | D | — | — | |
| 6 | Common | Class A Common Stock | 2024-06-06 | M | A | 10,601 | $13.08 | 181,926 | D | — | — | (F1) Includes 4,446 shares acquired on May 14, 2023 under the Issuer's employee stock purchase plan in an exempt transaction pursuant to Rule 16b-3(c). |
| 7 | Common | Class A Common Stock | 2024-06-07 | S | D | 58,455 | $16.51 | 166,879 | D | — | — | (F3) The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $16.50 to $16.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. |
| 8 | Derivative | Restricted Stock Units | 2024-06-07 | M | D | 1,981 | $0.00 | 5,283 | D | — · — to — | 1,981 Class A Common Stock | (F7) This filing relates to the occurrence of a RSU vesting event. Each RSU represents a contingent right to receive one share of the Company's Class A Common Stock. (F10) The RSUs will vest in 48 substantially equal monthly installments beginning on January 1, 2021. |
| 9 | Derivative | Restricted Stock Units | 2024-06-07 | M | D | 10,554 | $0.00 | 154,798 | D | — · — to — | 10,544 Class A Common Stock | (F7) This filing relates to the occurrence of a RSU vesting event. Each RSU represents a contingent right to receive one share of the Company's Class A Common Stock. (F11) The RSUs will vest in 48 substantially equal monthly installments beginning on January 1, 2024. |
| 10 | Derivative | Restricted Stock Units | 2024-06-07 | M | D | 5,096 | $0.00 | 23,781 | D | — · — to — | 5,096 Class A Common Stock | (F7) This filing relates to the occurrence of a RSU vesting event. Each RSU represents a contingent right to receive one share of the Company's Class A Common Stock. (F9) The RSUs will vest in 48 monthly installments beginning on July 1, 2021. |
| 11 | Derivative | Restricted Stock Units | 2024-06-07 | M | D | 8,880 | $0.00 | 94,717 | D | — · — to — | 8,880 Class A Common Stock | (F7) This filing relates to the occurrence of a RSU vesting event. Each RSU represents a contingent right to receive one share of the Company's Class A Common Stock. (F8) The RSUs will vest in 48 monthly installments beginning February 3, 2023. |
| 12 | Derivative | Stock Option (Right to Buy) | 2024-06-07 | M | D | 58,455 | $0.00 | 0 | D | $12.35 · — to — | 58,455 Class A Common Stock | (F6) The Stock option was granted on March 29, 2019, will vest in 48 monthly installments beginning on January 1, 2019 and will expire on March 28, 2029. |
| 13 | Derivative | Stock Option (Right to Buy) | 2024-06-06 | M | D | 662 | $0.00 | 58,455 | D | $12.35 · — to — | 662 Class A Common Stock | (F6) The Stock option was granted on March 29, 2019, will vest in 48 monthly installments beginning on January 1, 2019 and will expire on March 28, 2029. |
| 14 | Derivative | Stock Option (Right to Buy) | 2024-06-06 | M | D | 10,601 | $0.00 | 0 | D | $13.08 · — to — | 10,601 Class A Common Stock | (F5) The Stock option was granted on October 16, 2018, will vest in 48 monthly installments beginning on January 1, 2018 and will expire on October 15, 2028. |