Form 4 for HNRG HALLADOR ENERGY CO
Accepted 2024-07-23 00:00:00 ET · period of report 2024-06-28 · accession 0001104659-24-082011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-07-23 | 2024-06-28 | HNRG | HARDIE DAVID C | Dir | C - Cnv Deriv | — | +190.0K | 2.18M | +10% | — |
| DI | 2024-07-23 | 2024-06-28 | HNRG | HARDIE DAVID C | Dir | C - Cnv Deriv | — | -190.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-28 | C | A | 190,000 | — | 2,175,122 | I By Hallador Alternative Assets Fund LLC | — | — | (F1) These shares of common stock were issued in connection with the conversion of the unsecured convertible promissory note dated August 8, 2022 in the principal amount of $1,000,000 (the "Note") held by Hallador Alternative Assets Fund LLC ("HAAF"). (F2) HAAF and the Issuer agree to convert the Note into 190,000 shares of the Issuer's common stock. |
| 2 | Derivative | Convertible Note - Common Stock | 2024-06-28 | C | D | 190,000 | — | 0 | I By Hallador Alternative Assets Fund LLC | — · 2022-08-18 to 2024-08-17 | 190,000 Common Stock | (F2) HAAF and the Issuer agree to convert the Note into 190,000 shares of the Issuer's common stock. |