Form 4 for DKNG DraftKings Inc.
Accepted 2024-08-09 00:00:00 ET · period of report 2024-08-07 · accession 0001104659-24-087935 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-08-09 | 2024-08-09 | DKNG | Liberman Paul | See Remarks, Dir | M - OptEx | — | +28.3K | 28.3K | New | — |
| D | 2024-08-09 | 2024-08-09 | DKNG | Liberman Paul | See Remarks, Dir | F - Tax | $30.34 | -13.7K | 14.6K | -48% | -$415.3K |
| DI | 2024-08-09 | 2024-08-07 | DKNG | Liberman Paul | See Remarks, Dir | G - Gift | $0.00 | -7,860 | 2.49M | -0.3% | $0 |
| D | 2024-08-09 | 2024-08-09 | DKNG | Liberman Paul | See Remarks, Dir | M - OptEx | $0.00 | -28.3K | 169.9K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-08-09 | M | A | 28,309 | — | 28,309 | D | — | — | (F4) No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 28,309 shares of Class A Common Stock underlying the RSUs listed in Table II, and 13,688 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F2) Reflects the transfer of 777,832 shares of Class A Common Stock previously reported as directly held by the Reporting Person to the Paul Liberman 2015 Revocable Trust, a revocable trust of which the Reporting Person is the lifetime beneficiary and sole trustee. There was no purchase or sale of shares of Class A Common Stock in connection with the transfer. |
| 2 | Common | Class A Common Stock | 2024-08-09 | F | D | 13,688 | $30.34 | 14,621 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-08-07 | G | D | 7,860 | $0.00 | 2,486,378 | I Held by the Paul Liberman 2015 Revocable Trust | — | — | (F3) The reported amount reflects an adjustment to correct previous filings which overreported the Reporting Person's holdings by 1,690 shares of Class A Common Stock. (F2) Reflects the transfer of 777,832 shares of Class A Common Stock previously reported as directly held by the Reporting Person to the Paul Liberman 2015 Revocable Trust, a revocable trust of which the Reporting Person is the lifetime beneficiary and sole trustee. There was no purchase or sale of shares of Class A Common Stock in connection with the transfer. |
| 4 | Derivative | Restricted Stock Units | 2024-08-09 | M | D | 28,309 | $0.00 | 169,852 | D | — · — to — | 28,309 Class A Common Stock | (F4) No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 28,309 shares of Class A Common Stock underlying the RSUs listed in Table II, and 13,688 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F5) On February 9, 2022, the Reporting Person was granted 452,940 RSUs vesting quarterly over four (4) years. |