Form 4 for ETN Eaton Corporation
Accepted 2024-08-16 00:00:00 ET · period of report 2024-08-15 · accession 0001104659-24-090592 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-16 | 2024-08-15 | ETN | Monesmith Heath B. | See Remarks below | M - OptEx | $89.68 | +51.3K | 97.5K | +111% | +$4.60M |
| DM | 2024-08-16 | 2024-08-15 | ETN | Monesmith Heath B. | See Remarks below | F - Tax | $302.10 | -660 | 72.0K | -0.9% | -$199.4K |
| DM | 2024-08-16 | 2024-08-15 | ETN | Monesmith Heath B. | See Remarks below | S - Sale+OE | $301.02 | -49.0K | 72.0K | -41% | -$14.76M |
| DM | 2024-08-16 | 2024-08-15 | ETN | Monesmith Heath B. | See Remarks below | M - OptEx | $0.00 | -51.3K | 25.6K | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2024-08-15 | M | A | 1,242 | $80.49 | 71,592 | D | — | — | |
| 2 | Common | Ordinary Shares | 2024-08-15 | F | D | 330 | $302.07 | 71,262 | D | — | — | |
| 3 | Common | Ordinary Shares | 2024-08-15 | M | A | 23,458 | $80.49 | 94,720 | D | — | — | |
| 4 | Common | Ordinary Shares | 2024-08-15 | S | D | 23,458 | $301.24 | 71,262 | D | — | — | (F1) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $301.17 - $302.03. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Ordinary Shares | 2024-08-15 | M | A | 1,018 | $98.21 | 72,280 | D | — | — | |
| 6 | Common | Ordinary Shares | 2024-08-15 | F | D | 330 | $302.14 | 71,950 | D | — | — | |
| 7 | Common | Ordinary Shares | 2024-08-15 | M | A | 25,582 | $98.21 | 97,532 | D | — | — | |
| 8 | Common | Ordinary Shares | 2024-08-15 | S | D | 25,582 | $300.81 | 71,950 | D | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $300.57 - $301.52. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 9 | Derivative | Stock Option | 2024-08-15 | M | D | 25,582 | $0.00 | 0 | D | $98.21 · 2021-02-25 to 2030-02-25 | 25,582 Ordinary Shares | (F4) These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 10 | Derivative | Stock Option | 2024-08-15 | M | D | 23,458 | $0.00 | 0 | D | $80.49 · 2020-02-26 to 2029-02-26 | 23,458 Ordinary Shares | (F4) These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 11 | Derivative | Stock Option | 2024-08-15 | M | D | 1,242 | $0.00 | 23,458 | D | $80.49 · 2020-02-26 to 2029-02-26 | 1,242 Ordinary Shares | (F4) These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |
| 12 | Derivative | Stock Option | 2024-08-15 | M | D | 1,018 | $0.00 | 25,582 | D | $98.21 · 2021-02-25 to 2030-02-25 | 1,018 Ordinary Shares | (F4) These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |