Form 4 for OCUL OCULAR THERAPEUTIX, INC
Accepted 2024-09-03 00:00:00 ET · period of report 2024-08-29 · accession 0001104659-24-096367 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-03 | 2024-08-29 | OCUL | Notman Donald | See Remarks | A - Grant | $0.00 | +11.0K | 209.0K | +6% | $0 |
| D | 2024-09-03 | 2024-08-29 | OCUL | Notman Donald | See Remarks | A - Grant | $0.00 | +33.6K | 33.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-29 | A | A | 11,034 | $0.00 | 208,988 | D | — | — | (F1) On August 29, 2024, the reporting person was granted restricted stock units ("RSUs") under the 2021 Stock Incentive Plan, as amended, of Ocular Therapeutix, Inc. (the "Corporation"). Each RSU represents a right to receive one share of the Corporation's common stock. Subject to the reporting person's continued service to the Corporation, the RSUs will vest over three years, with 1/3 of the shares underlying the RSUs vesting on the one-year anniversary of the date of grant and an additional 1/3 of the shares underlying the RSUs vesting at the end of each successive one-year period thereafter. (F2) Includes 2,598 shares of common stock acquired under the 2014 Ocular Therapeutix, Inc. Employee Stock Purchase Plan on June 30, 2024. |
| 2 | Derivative | Stock Option (Right to Buy) | 2024-08-29 | A | A | 33,602 | $0.00 | 33,602 | D | $8.56 · — to 2034-08-28 | 33,602 Common Stock | (F3) Vests over four years, vesting 1/48 monthly beginning on the one-month anniversary of the date of grant. |