Form 4 for LQDA Liquidia Corp
Accepted 2024-09-04 00:00:00 ET · period of report 2024-08-30 · accession 0001104659-24-096915 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-04 | 2024-08-30 | LQDA | Kaseta Michael | CFO, COO | M - OptEx | — | +2,344 | 316.0K | +0.7% | — |
| D | 2024-09-04 | 2024-09-03 | LQDA | Kaseta Michael | CFO, COO | S - Sale+OE | $9.50 | -1,079 | 315.0K | -0.3% | -$10.3K |
| D | 2024-09-04 | 2024-08-30 | LQDA | Kaseta Michael | CFO, COO | M - OptEx | $0.00 | -2,344 | 14.1K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-30 | M | A | 2,344 | — | 316,047 | D | — | — | (F2) On January 16, 2022, the Reporting Person was granted 37,500 RSUs with 25% vesting on February 28, 2023 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 23,438 have vested through August 30, 2024. (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F3) Includes (i) 77,917 unvested RSUs of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, none of which have vested as of the date of this Form 4 and (iii) 9,044 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2024-09-03 | S | D | 1,079 | $9.50 | 314,968 | D | — | — | (F5) These shares of common stock were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on January 16, 2022. (F3) Includes (i) 77,917 unvested RSUs of the 124,667 RSUs granted to the Reporting Person on January 11, 2023, (ii) 93,250 RSUs and 50,000 RSUs granted to the Reporting Person on January 11, 2024 and January 15, 2024, respectively, none of which have vested as of the date of this Form 4 and (iii) 9,044 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. |
| 3 | Derivative | Restricted Stock Unit | 2024-08-30 | M | D | 2,344 | $0.00 | 14,062 | D | — · — to — | 2,344 Common Stock | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |