Form 4 for EGAN EGAIN Corp
Accepted 2024-09-05 00:00:00 ET · period of report 2024-09-04 · accession 0001104659-24-097379 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-05 | 2024-09-04 | EGAN | SMIT ERIC | CFO | M - OptEx | $6.29 | +22.0K | 152.6K | +17% | +$138.4K |
| D | 2024-09-05 | 2024-09-04 | EGAN | SMIT ERIC | CFO | S - Sale+OE | $6.54 | -22.0K | 130.6K | -14% | -$143.9K |
| D | 2024-09-05 | 2024-09-04 | EGAN | SMIT ERIC | CFO | M - OptEx | $0.00 | -22.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-04 | M | A | 22,000 | $6.29 | 152,648 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. (F2) Includes 1,461 restricted stock units granted pursuant to eGain's Amended and Restated 2005 Stock Incentive Plan on November 10, 2023. |
| 2 | Common | Common Stock | 2024-09-04 | S | D | 22,000 | $6.54 | 130,648 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. (F3) Represents actual price. These shares were sold in multiple transactions ranging in price from $6.45 to $6.68. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. (F2) Includes 1,461 restricted stock units granted pursuant to eGain's Amended and Restated 2005 Stock Incentive Plan on November 10, 2023. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2024-09-04 | M | D | 22,000 | $0.00 | 0 | D | $6.29 · 2018-09-11 to 2024-09-11 | 22,000 Common Stock |