Form 4 for HWM Howmet Aerospace
Accepted 2024-09-10 00:00:00 ET · period of report 2024-09-05 · accession 0001104659-24-098311 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-10 | 2024-09-05 | HWM | CHANATRY MICHAEL NIEM | VP | M - OptEx | — | +53.4K | 211.5K | +34% | — |
| D | 2024-09-10 | 2024-09-05 | HWM | CHANATRY MICHAEL NIEM | VP | D - Sale to Iss | $94.21 | -53.4K | 158.1K | -25% | -$5.03M |
| D | 2024-09-10 | 2024-09-05 | HWM | CHANATRY MICHAEL NIEM | VP | M - OptEx | — | -53.4K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-05 | M | A | 53,401 | — | 211,454 | D | — | — | (F1) Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock. Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan. As permitted by the plan, the reporting person transferred the phantom stock units into an alternative investment account under the plan. |
| 2 | Common | Common Stock | 2024-09-05 | D | D | 53,401 | $94.21 | 158,053 | D | — | — | (F1) Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock. Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan. As permitted by the plan, the reporting person transferred the phantom stock units into an alternative investment account under the plan. |
| 3 | Derivative | Phantom Stock Units | 2024-09-05 | M | D | 53,401 | — | 0 | D | — · — to — | 53,401 Common Stock | (F1) Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock. Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan. As permitted by the plan, the reporting person transferred the phantom stock units into an alternative investment account under the plan. |