Form 4 for ASTH Astrana Health, Inc.
Accepted 2024-09-11 00:00:00 ET · period of report 2024-09-09 · accession 0001104659-24-098982 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-11 | 2024-09-09 | ASTH | Lam Thomas S. | Dir | F - Tax | $47.35 | -11.0K | 398.9K | -3% | -$523.0K |
| D | 2024-09-11 | 2024-09-09 | ASTH | Lam Thomas S. | Dir | M - OptEx | $18.65 | +28.0K | 409.9K | +7% | +$523.1K |
| D | 2024-09-11 | 2024-09-09 | ASTH | Lam Thomas S. | Dir | M - OptEx | $0.00 | -28.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-09 | F | D | 11,046 | $47.35 | 398,855 | D | — | — | (F3) Includes 111,748 shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 21,748 shares, which will vest on November 2, 2024; (ii) 30,000 shares, which will vest in four equal annual installments beginning in the first quarter of 2025; (iii) 30,000 shares, which will vest upon achievement of certain pre-established performance goals; and (iv) 30,000 shares, which will vest upon achievement of certain pre-established performance goals. |
| 2 | Common | Common Stock | 2024-09-09 | M | A | 28,046 | $18.65 | 409,901 | D | — | — | |
| 3 | Derivative | Stock Option (right to buy) | 2024-09-09 | M | D | 28,046 | $0.00 | 0 | D | $18.65 · — to 2024-12-30 | 28,046 Common Stock | (F2) These stock options were fully vested and exercisable. |