Form 4 for OCCI OFS Credit Company, Inc.
Accepted 2024-09-13 00:00:00 ET · period of report 2024-09-11 · accession 0001104659-24-099877 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-09-13 | 2024-09-11+ | OCCI | Eagle Point DIF GP I LLC | 10% | S - Sale | $24.46 | -651 | 12.9K | -5% | -$15.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | 6.125% Series C Term Preferred Stock due 2026 | 2024-09-11 | S | D | 189 | $24.46 | 13,410 | I See footnotes | — | — | (F3) Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. (F2) EPCM and the General Partner could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. (F1) The securities are directly held by certain private investment funds (the "Funds") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC (the "General Partner") serves as general partner to certain applicable Funds. |
| 2 | Common | 6.125% Series C Term Preferred Stock due 2026 | 2024-09-13 | S | D | 462 | $24.46 | 12,948 | I See footnotes | — | — | (F3) Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. (F2) EPCM and the General Partner could be deemed to have an "indirect pecuniary interest" (within the meaning of Rule 16a-1(a)(2)(ii) under the Securities Exchange Act of 1934) in securities reported herein. (F1) The securities are directly held by certain private investment funds (the "Funds") managed by Eagle Point Credit Management LLC ("EPCM"). Eagle Point DIF GP I LLC (the "General Partner") serves as general partner to certain applicable Funds. |