Form 4 for PPTA PERPETUA RESOURCES CORP.
Accepted 2024-10-02 00:00:00 ET · period of report 2024-09-30 · accession 0001104659-24-105436 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-10-02 | 2024-09-30 | PPTA | Lyon Mckinsey Margaret | (See remarks (4)) | S - Sale+OE | $9.35 | -21.5K | 22.8K | -48% | -$201.0K |
| D | 2024-10-02 | 2024-09-30 | PPTA | Lyon Mckinsey Margaret | (See remarks (4)) | X - OptEx | $4.59 | +21.5K | 44.3K | +94% | +$98.7K |
| D | 2024-10-02 | 2024-09-30 | PPTA | Lyon Mckinsey Margaret | (See remarks (4)) | X - OptEx | $0.00 | -21.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-09-30 | S | D | 21,500 | $9.35 | 22,843 | D | — | — | (F2) The sale price of the stock option of CAD $12.62 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on September 27, 2024, of C$1.3504 = US$1.00. The sale price of CAD $12.62 is a weighted average price. These shares were sold in multiple transactions at prices ranging from CAD $12.57 to CAD $12.74, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2). |
| 2 | Common | Common Shares | 2024-09-30 | X | A | 21,500 | $4.59 | 44,343 | D | — | — | (F1) The exercise price of the stock option of CAD $6.20 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on September 27, 2024, of C$1.3504 = US$1.00. |
| 3 | Derivative | Director and Employee Stock Option (right to buy) | 2024-09-30 | X | D | 21,500 | $0.00 | 0 | D | $4.59 · — to 2025-01-01 | 21,500 Common Shares | (F1) The exercise price of the stock option of CAD $6.20 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on September 27, 2024, of C$1.3504 = US$1.00. (F3) The stock option, representing a right to purchase a total of 21,500 Common Shares, became exercisable as to 5,375 Common Shares on January 1, 2020, exercisable as to 5,375 Common Shares on January 1, 2021, exercisable as to 5,375 Common Shares on January 1, 2022, and exercisable as to 5,375 Common Shares on January 1, 2023, subject to the terms and conditions of the Issuer's 2011 Evergreen Incentive Stock Option Plan. |