Form 4 for CLNN Clene Inc.

Accepted 2024-10-02 00:00:00 ET · period of report 2024-09-30 · accession 0001104659-24-105443 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2024-10-02	2024-09-30	CLNN	Mosca Alison	Dir	A - Grant	$4.59	+159.1K	321.1K	+98%	+$730.4K
DI	2024-10-02	2024-09-30	CLNN	Mosca Alison	Dir	A - Grant	$0.13	+159.1K	159.1K	New	+$20.7K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-09-30	A	A	159,134	$4.59	321,052	I By LLC	—	—	(F1) On July 11, 2024, the common stock of Clene Inc. underwent a 1-for-20 reverse stock split, resulting in the reporting person's ownership in the previously disclosed 3,238,375 shares of common stock indirectly owned being reduced to 161,918 shares. (F2) The securities are owned by Kensington Clene 2021, LLC. Ms. Mosca is the sole manager of and owns a minority interest in Kensington Clene 2021, LLC. The shares owned by Kensington Clene 2021, LLC may be deemed to be beneficially owned by Ms. Mosca. Ms. Mosca disclaims all shares owned by Kensington Clene 2021, LLC for which she does not have a pecuniary or profits interest.
2	Derivative	Common Stock Purchase Warrant (Right to buy)	2024-09-30	A	A	159,134	$0.13	159,134	I By LLC	$4.82 · 2024-10-01 to 2029-10-01	159,134 Common Stock	(F2) The securities are owned by Kensington Clene 2021, LLC. Ms. Mosca is the sole manager of and owns a minority interest in Kensington Clene 2021, LLC. The shares owned by Kensington Clene 2021, LLC may be deemed to be beneficially owned by Ms. Mosca. Ms. Mosca disclaims all shares owned by Kensington Clene 2021, LLC for which she does not have a pecuniary or profits interest.