Form 4 for ALDF Aldel Financial II Inc.
Accepted 2024-10-25 00:00:00 ET · period of report 2024-10-23 · accession 0001104659-24-111580 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-10-25 | 2024-10-23 | ALDF | Aldel Investors II LLC | 10% | P - Purchase | — | +477.5K | 477.5K | New | — |
| DM | 2024-10-25 | 2024-10-23 | ALDF | Aldel Investors II LLC | 10% | P - Purchase | — | +1.24M | 1.00M | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Shares, par value $0.0001 | 2024-10-23 | P | A | 477,500 | — | 477,500 | D | — | — | (F1) Simultaneously with the consummation of the Company's initial public offering, Aldel Investors II LLC (the "Sponsor") acquired, at a price of $10.00 per unit, 477,500 units (the "Private Units") in a private placement for an aggregate purchase price of $4,775,000. Each Private Unit consists of one Class A ordinary share, par value $0.0001, and one-half of one warrant. (F2) The Private Units were purchased for $10.00 per unit. |
| 2 | Derivative | Warrant | 2024-10-23 | P | A | 238,750 | — | 238,750 | D | $11.50 · — to — | 238,750 Class A Ordinary Shares, par value $0.0001 | (F1) Simultaneously with the consummation of the Company's initial public offering, Aldel Investors II LLC (the "Sponsor") acquired, at a price of $10.00 per unit, 477,500 units (the "Private Units") in a private placement for an aggregate purchase price of $4,775,000. Each Private Unit consists of one Class A ordinary share, par value $0.0001, and one-half of one warrant. (F2) The Private Units were purchased for $10.00 per unit. (F3) The OTM Warrants and warrants included in the Private Units will become exercisable at any time commencing 30 days after the completion of the Company's initial business combination. (F4) The Warrants will expire five years after the completion of the Company's initial business combination, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation. |
| 3 | Derivative | OTM Warrants | 2024-10-23 | P | A | 1,000,000 | — | 1,000,000 | D | $15.00 · — to — | 1,000,000 Class A Ordinary Shares, par value $0.0001 | (F5) Consists of 1,000,000 OTM Warrants purchased pursuant to the OTM Warrants Purchase Agreement, dated October 21, 2024, by and among Aldel Financial II Inc., Aldel Investors II LLC and the Sponsor. Each OTM Warrant is exercisable for one Class ordinary share at an exercise price of $15.00 per share. (F7) The OTM Warrants were purchased for $0.10 per warrant. (F3) The OTM Warrants and warrants included in the Private Units will become exercisable at any time commencing 30 days after the completion of the Company's initial business combination. (F6) The OTM Warrants will expire ten years after the completion of the Company's initial business combination, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation. |