Form 4 for NMFC New Mountain Finance Corp
Accepted 2024-11-06 00:00:00 ET · period of report 2024-11-04 · accession 0001104659-24-114832 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-11-06 | 2024-11-04+ | NMFC | KLINSKY STEVEN B | Dir | P - Purchase | $10.70 | +173.7K | 567.0K | +44% | +$1.86M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-04 | P | A | 11,195 | $10.80 | 520,288 | I See Note | — | — | (F2) The Steven B. Klinsky 2008 Long Term Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| 2 | Common | Common Stock | 2024-11-05 | P | A | 93,381 | $10.68 | 3,531,920 | I See Note | — | — | (F5) The Steven B. Klinsky 2024 Revocable Trust ("Trust 1") directly owns these shares. The reporting person disclaims beneficial ownership of these shares held by Trust 1 except to the extent of his pecuniary interest therein. |
| 3 | Common | Common Stock | 2024-11-04 | P | A | 22,391 | $10.80 | 3,438,539 | I See Note | — | — | (F5) The Steven B. Klinsky 2024 Revocable Trust ("Trust 1") directly owns these shares. The reporting person disclaims beneficial ownership of these shares held by Trust 1 except to the extent of his pecuniary interest therein. |
| 4 | Common | Common Stock | 2024-11-05 | P | A | 46,690 | $10.68 | 566,978 | I See Note | — | — | (F2) The Steven B. Klinsky 2008 Long Term Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |