Form 4 for NMFC New Mountain Finance Corp
Accepted 2024-11-08 00:00:00 ET · period of report 2024-11-06 · accession 0001104659-24-115880 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-11-08 | 2024-11-06 | NMFC | Kline John | CEO, Pres, Dir | P - Purchase | $10.92 | +41.5K | 314.6K | +15% | +$453.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-06 | P | A | 300 | $10.91 | 344,656.30 | D | — | — | (F1) Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on April 24, 2024. |
| 2 | Common | Common Stock | 2024-11-06 | P | A | 1,511 | $10.93 | 346,167.30 | D | — | — | (F1) Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on April 24, 2024. |
| 3 | Common | Common Stock | 2024-11-06 | P | A | 29,713 | $10.92 | 344,356.30 | D | — | — | (F1) Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on April 24, 2024. |
| 4 | Common | Common Stock | 2024-11-06 | P | A | 2,037 | $10.92 | 312,270.30 | D | — | — | (F1) Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on April 24, 2024. |
| 5 | Common | Common Stock | 2024-11-06 | P | A | 5,616 | $10.91 | 351,783.30 | D | — | — | (F1) Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on April 24, 2024. |
| 6 | Common | Common Stock | 2024-11-06 | P | A | 2,373 | $10.93 | 314,643.30 | D | — | — | (F1) Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on April 24, 2024. |