Form 4 for OKLO Oklo Inc.

Accepted 2024-11-21 00:00:00 ET · period of report 2024-11-19 · accession 0001104659-24-121560 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2024-11-21	2024-11-19	OKLO	Altman Samuel H.	Dir	M - OptEx	—	+581.1K	3.73M	+18%	—
DI	2024-11-21	2024-11-19	OKLO	Altman Samuel H.	Dir	M - OptEx	—	-581.1K	0	-100%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2024-11-19	M	A	581,100	—	3,732,479	I By Hydrazine Capital II, L.P.	—	—	(F1) Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. (F2) The Reporting Person has sole voting and investment power over the shares held by Hydrazine Capital II, L.P. and therefore may be deemed to share beneficial ownership over such shares.
2	Derivative	Earnout Rights	2024-11-19	M	D	581,100	—	0	I By Hydrazine Capital II, L.P.	— · — to —	581,100 Class A Common Stock	(F1) Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. (F2) The Reporting Person has sole voting and investment power over the shares held by Hydrazine Capital II, L.P. and therefore may be deemed to share beneficial ownership over such shares.