Form 4 for OKLO Oklo Inc.
Accepted 2024-11-21 00:00:00 ET · period of report 2024-11-19 · accession 0001104659-24-121565 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-21 | 2024-11-19 | OKLO | DeWitte Jacob | CEO, Co-Founder, Dir, 10% | M - OptEx | — | +1.91M | 13.10M | +17% | — |
| DI | 2024-11-21 | 2024-11-19 | OKLO | DeWitte Jacob | CEO, Co-Founder, Dir, 10% | M - OptEx | — | +1.86M | 12.77M | +17% | — |
| D | 2024-11-21 | 2024-11-19 | OKLO | DeWitte Jacob | CEO, Co-Founder, Dir, 10% | M - OptEx | — | -1.91M | 0 | -100% | — |
| DI | 2024-11-21 | 2024-11-19 | OKLO | DeWitte Jacob | CEO, Co-Founder, Dir, 10% | M - OptEx | — | -1.86M | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-11-19 | M | A | 1,913,474 | — | 13,103,926 | D By Caroline Cochran | — | — | (F1) Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration. (F2) Represents securities held by the Reporting Person's spouse. |
| 2 | Common | Class A Common Stock | 2024-11-19 | M | A | 1,862,054 | — | 12,773,654 | I | — | — | (F1) Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration. |
| 3 | Derivative | Earnout Rights | 2024-11-19 | M | D | 1,913,474 | — | 0 | D By Caroline Cochran | — · — to — | 1,913,474 Class A Common Stock | (F1) Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration. (F2) Represents securities held by the Reporting Person's spouse. |
| 4 | Derivative | Earnout Rights | 2024-11-19 | M | D | 1,862,054 | — | 0 | I | — · — to — | 1,862,054 Class A Common Stock | (F1) Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration. |