Form 4 for INOD INNODATA INC
Accepted 2024-11-22 00:00:00 ET · period of report 2024-11-21 · accession 0001104659-24-122088 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-22 | 2024-11-21 | INOD | Espineli Marissa B | Interim CFO | M - OptEx | $3.31 | +38.3K | 33.3K | New | +$126.8K |
| D | 2024-11-22 | 2024-11-21 | INOD | Espineli Marissa B | Interim CFO | S - Sale+OE | $47.17 | -38.3K | 0 | -100% | -$1.81M |
| DM | 2024-11-22 | 2024-11-21 | INOD | Espineli Marissa B | Interim CFO | M - OptEx | $0.00 | -38.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-21 | M | A | 5,000 | $6.96 | 38,333 | D | — | — | |
| 2 | Common | Common Stock | 2024-11-21 | S | D | 38,333 | $47.17 | 0 | D | — | — | (F2) The sale of the shares reported in Column 4 was made as part of the reporting person's financial planning, including for retirement and portfolio diversification purposes. (F1) This transaction was executed in multiple trading prices ranging from $47.00 to $47.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2024-11-21 | M | A | 23,333 | $3.41 | 23,333 | D | — | — | |
| 4 | Common | Common Stock | 2024-11-21 | M | A | 10,000 | $1.24 | 33,333 | D | — | — | |
| 5 | Derivative | Stock Option (Right to Buy) | 2024-11-21 | M | D | 23,333 | $0.00 | 11,667 | D | $3.41 · — to 2032-10-06 | 23,333 Common Stock | (F3) One third of these stock options vested on October 7, 2023, one third vested on October 7, 2024 and the remaining one third will vest on October 7, 2025. |
| 6 | Derivative | Stock Option (Right to Buy) | 2024-11-21 | M | D | 10,000 | $0.00 | 0 | D | $1.24 · — to 2029-07-31 | 10,000 Common Stock | (F4) These stock options became fully vested on August 1, 2022. |
| 7 | Derivative | Stock Option (Right to Buy) | 2024-11-21 | M | D | 5,000 | $0.00 | 0 | D | $6.96 · — to 2031-08-02 | 5,000 Common Stock | (F5) These stock options became fully vested on August 3, 2024. |