Form 4 for NSLR Neostellar Capital Corp.
Accepted 2024-12-12 00:00:00 ET · period of report 2024-12-10 · accession 0001104659-24-128100 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-12-12 | 2024-12-10 | NSLR | Klein Mark D | COB, CEO, Pres, Dir | A - Grant | $0.00 | +100.0K | 1.27M | +9% | $0 | |
| 2024-12-12 | 2024-12-10 | NSLR | Klein Mark D | COB, CEO, Pres, Dir | F - Tax | $6.14 | -21.3K | 1.25M | -2% | -$130.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-10 | A | A | 100,000 | $0.00 | 1,270,666 | D | — | — | (F2) This total includes (i) 14,659 shares of the Company's common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein, and (ii) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on February 9, 2022 and December 15, 2023, which are subject to certain vesting schedules. |
| 2 | Common | Common Stock | 2024-12-10 | F | D | 21,272 | $6.14 | 1,249,394 | D | — | — | (F2) This total includes (i) 14,659 shares of the Company's common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein, and (ii) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on February 9, 2022 and December 15, 2023, which are subject to certain vesting schedules. |