Form 4 for PCF HIGH INCOME SECURITIES FUND
Accepted 2024-12-16 00:00:00 ET · period of report 2024-12-12 · accession 0001104659-24-128969 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-12-16 | 2024-12-12 | PCF | Das Rajeev P | Dir | D - Sale to Iss | $7.07 | -998 | 114 | -90% | -$7,056 | |
| MI | 2024-12-16 | 2024-12-12 | PCF | Das Rajeev P | Dir | D - Sale to Iss | $7.07 | -2,775 | 236 | -92% | -$19.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-12 | D | D | 998 | $7.07 | 114 | D By Spouse | — | — | (F2) The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |
| 2 | Common | Common Stock | 2024-12-12 | D | D | 70 | $7.07 | 9 | I | — | — | |
| 3 | Common | Common Stock | 2024-12-12 | D | D | 632 | $7.07 | 72 | I By Child IRA | — | — | (F3) The Reporting Person disclaims beneficial ownership of the securities owned by his child and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |
| 4 | Common | Common Stock | 2024-12-12 | D | D | 2,073 | $7.07 | 236 | I By Spouse IRA | — | — | (F2) The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |