Form 4 for AVR Anteris Technologies Global Corp.
Accepted 2024-12-18 00:00:00 ET · period of report 2024-12-16 · accession 0001104659-24-129873 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-18 | 2024-12-16 | AVR | Paterson Wayne | CEO, Dir | A - Grant | — | +20.3K | 20.3K | New | — |
| DM | 2024-12-18 | 2024-12-16 | AVR | Paterson Wayne | CEO, Dir | A - Grant | $0.00 | +1.58M | 31.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-16 | A | A | 20,334 | — | 20,334 | D | — | — | (F1) Received in exchange for an equivalent number of ordinary shares of Anteris Technologies Ltd ("ATL") in connection with a series of reorganization transactions pursuant to which the Issuer received all of the issued and outstanding shares of ATL pursuant to a scheme of arrangement (the "Scheme") under Australian law between ATL and its shareholders under Part 5.1 of the Australian Corporations Act 2001 (Cth) (the "Corporations Act"). On December 16, 2024, the effective date of the Scheme and the closing of the Issuer's U.S. initial public offering (the "Effective Date"), the closing price of the Issuer's common stock was $5.50 per share. |
| 2 | Derivative | Stock Option | 2024-12-16 | A | A | 700,000 | $0.00 | 700,000 | D | $15.28 · — to 2028-09-15 | 700,000 Common Stock | (F2) Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. (F9) The option vests in three equal annual installments beginning on September 15, 2024, subject to the Reporting Person's continued service. |
| 3 | Derivative | Stock Option | 2024-12-16 | A | A | 41,222 | $0.00 | 41,222 | D | $6.04 · — to 2027-06-13 | 41,222 Common Stock | (F2) Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. (F7) The option vests in three equal annual installments beginning on December 31, 2022, subject to the Reporting Person's continued service. |
| 4 | Derivative | Option | 2024-12-16 | A | A | 4,167 | $0.00 | 4,167 | D | $18.46 · — to 2025-05-31 | 4,167 Common Stock | (F12) The options were issued on May 31, 2023 as free-attaching options relating to a share placement which occurred on February 15, 2023. (F2) Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. (F11) The non-incentive plan option is vested and may be exercised until May 31, 2025. |
| 5 | Derivative | Stock Option | 2024-12-16 | A | A | 233,000 | $0.00 | 233,000 | D | $7.13 · — to 2025-03-20 | 233,000 Common Stock | (F2) Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. (F6) The option vested in two equal installments on February 8, 2022 and June 24, 2022. |
| 6 | Derivative | Stock Option | 2024-12-16 | A | A | 300,000 | $0.00 | 300,000 | D | $14.64 · — to 2029-06-19 | 300,000 Common Stock | (F2) Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. (F10) The option vests in three equal annual installments beginning on June 19, 2025, subject to the Reporting Person's continued service. |
| 7 | Derivative | Stock Option | 2024-12-16 | A | A | 258,778 | $0.00 | 258,778 | D | $8.25 · — to 2027-06-13 | 258,778 Common Stock | (F2) Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. (F8) The option vests in three equal annual installments beginning on December 31, 2022, subject to the Reporting Person's continued service. |
| 8 | Derivative | Stock Option | 2024-12-16 | A | A | 14,358 | $0.00 | 14,358 | D | $23.56 · — to 2027-12-31 | 14,358 Common Stock | (F2) Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. (F4) The option vested in three equal annual installments beginning on December 31, 2018. |
| 9 | Derivative | Stock Option | 2024-12-16 | A | A | 31,890 | $0.00 | 31,890 | D | $3.76 · — to 2029-05-15 | 31,890 Common Stock | (F2) Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. (F5) The option vested in three equal annual installments beginning on December 31, 2019. |