Form 4 for DVLT Datavault AI Inc.
Accepted 2025-01-13 00:00:00 ET · period of report 2024-12-31 · accession 0001104659-25-003040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2025-01-13 | 2024-12-31 | DVLT | BRADLEY NATHANIEL T | CEO, Dir, 10% | J - Other | $2.05 | -33.22M | 4.00M | -89% | -$68.11M |
| 2025-01-13 | 2024-12-31 | DVLT | BRADLEY NATHANIEL T | CEO, Dir, 10% | J - Other | $2.05 | +3.45M | 3.45M | New | +$7.07M | |
| 2025-01-13 | 2024-12-31 | DVLT | BRADLEY NATHANIEL T | CEO, Dir, 10% | A - Grant | $2.05 | +600.0K | 600.0K | New | +$1.23M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-31 | J | A | 2,775,954 | $2.05 | 2,775,954 | I | — | — | (F3) Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Exchange Act or for any other purposes. |
| 2 | Common | Common Stock | 2024-12-31 | J | A | 3,446,456 | $2.05 | 3,446,456 | D By Spouse | — | — | |
| 3 | Common | Common Stock | 2024-12-31 | J | D | 36,000,089 | $2.05 | 3,999,911 | I By Data Vault Holdings Inc. | — | — | (F2) This Form 4 is jointly filed by Nathaniel Bradley ("Mr. Bradley") and Data Vault. The shares Common Stock are beneficially owned both directly and indirectly, as outlined above and more fully described below, by Mr. Bradley. Mr. Bradley, as an officer and member of the board of directors of Data Vault, has the power to dispose of and the power to vote the shares of Common Stock beneficially owned by Data Vault. Mr. Bradley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or for any other purposes. |
| 4 | Common | Common Stock | 2024-12-31 | A | A | 600,000 | $2.05 | 600,000 | D | — | — | (F4) Issuable upon the vesting of restricted stock units ("RSU"), each of which represents the right to receive one share of Common Stock, subject to the vesting terms of such RSU. The RSUs were received as compensation for Mr. Bradley's service as an officer of the issuer. The RSUs are scheduled to vest in equal installments with the initial 50,000 of such shares vesting on June 20, 2025, and thereafter, on each September 20th, December 20th, March 20th and June 20th, so long as Mr. Bradley remains in the service of the issuer on each such date. |