Form 4 for PPTA PERPETUA RESOURCES CORP.
Accepted 2025-03-07 00:00:00 ET · period of report 2025-03-05 · accession 0001104659-25-021846 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-03-07 | 2025-03-05 | PPTA | Lyon Mckinsey Margaret | (See remarks (6)) | M - OptEx | — | +10.6K | 48.2K | +28% | — |
| DM | 2025-03-07 | 2025-03-05 | PPTA | Lyon Mckinsey Margaret | (See remarks (6)) | S - Sale+OE | $8.82 | -22.7K | 108.6K | -17% | -$200.3K |
| D | 2025-03-07 | 2025-03-05 | PPTA | Lyon Mckinsey Margaret | (See remarks (6)) | A - Grant | $0.00 | +63.7K | 111.9K | +132% | $0 |
| D | 2025-03-07 | 2025-03-05 | PPTA | Lyon Mckinsey Margaret | (See remarks (6)) | M - OptEx | $0.00 | -10.6K | 54.4K | -16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2025-03-05 | M | A | 10,612 | — | 48,192 | D | — | — | (F1) A restricted share unit ("RSU") entitles the holder to receive one Common Share (or cash equal to the value thereof) for each vested RSU. The RSUs that vested on March 5, 2025 were settled in Common Shares of the Issuer. |
| 2 | Common | Common Shares | 2025-03-05 | S | D | 19,465 | $8.82 | 89,154 | D | — | — | (F3) The sale price included on this Form 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.76 to $9.00, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the ranges set forth in this footnote (3). |
| 3 | Common | Common Shares | 2025-03-05 | S | D | 3,245 | $8.82 | 108,619 | D | — | — | (F3) The sale price included on this Form 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.76 to $9.00, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the ranges set forth in this footnote (3). |
| 4 | Common | Common Shares | 2025-03-05 | A | A | 63,672 | $0.00 | 111,864 | D | — | — | |
| 5 | Derivative | Restricted Share Units | 2025-03-05 | M | D | 10,612 | $0.00 | 54,430 | D | — · — to — | 10,612 Common Shares | (F1) A restricted share unit ("RSU") entitles the holder to receive one Common Share (or cash equal to the value thereof) for each vested RSU. The RSUs that vested on March 5, 2025 were settled in Common Shares of the Issuer. (F5) On March 5, 2022, the reporting person was granted 36,863 RSUs, which vest ratably on each of the first three anniversaries of the grant date, subject to the terms and conditions of the Perpetua Resources Corp. Omnibus Equity Incentive Plan. |