Form 4 for NSLR Neostellar Capital Corp.
Accepted 2025-03-24 00:00:00 ET · period of report 2025-03-20 · accession 0001104659-25-027416 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-03-24 | 2025-03-20 | NSLR | LOTT RONALD M. | Dir | S - Sale | $5.90 | -10.0K | 29.3K | -25% | -$59.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-20 | S | D | 10,000 | $5.90 | 29,311 | D | — | — | (F1) The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $5.85 to $5.97 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, SuRo Capital Corp. (the "Company"), or a security holder of the Company, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. (F2) This total includes restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on June 5, 2024, which vest in full on the earlier of (i) the first anniversary of the award date and (ii) the date of the Company's annual meeting of stockholders that is closest to the first anniversary of the award date. |