Form 4 for RWAY Runway Growth Finance Corp.
Accepted 2025-04-01 00:00:00 ET · period of report 2025-03-28 · accession 0001104659-25-030711 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-04-01 | 2025-03-28 | RWAY | Raterman Thomas B. | See Remarks | J - Other | $10.75 | +18.4K | 45.9K | +67% | +$198.2K | |
| I | 2025-04-01 | 2025-03-28 | RWAY | Raterman Thomas B. | See Remarks | J - Other | $10.75 | -62.0K | 147.5K | -30% | -$666.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2025-03-28 | J | A | 18,437.60 | $10.75 | 45,878.60 | D | — | — | (F4) Price listed is based on the last reported closing sales price of RWAY common stock on the Nasdaq as of March 28, 2025, due to the nature of the transaction there has been no price established for the transaction. (F2) The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. |
| 2 | Common | Common Stock, par value $0.01 per share | 2025-03-28 | J | D | 61,985.92 | $10.75 | 147,525 | I By Runway Growth Holdings LLC | — | — | (F4) Price listed is based on the last reported closing sales price of RWAY common stock on the Nasdaq as of March 28, 2025, due to the nature of the transaction there has been no price established for the transaction. (F2) The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. (F1) These securities are held by Runway Growth Holdings LLC, which is an affiliate of Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. |