Form 4 for ATCH AtlasClear Holdings, Inc.
Accepted 2025-04-04 00:00:00 ET · period of report 2024-08-23 · accession 0001104659-25-032181 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2025-04-04 | 2024-08-23+ | ATCH | Atlas Fintech Holdings Corp. | 10% | J - Other | $13.93 | +76.3K | 126.2K | +153% | +$1.06M |
| M | 2025-04-04 | 2024-11-18+ | ATCH | Atlas Fintech Holdings Corp. | 10% | S - Sale | $15.20 | -8,333 | 98.9K | -8% | -$126.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-23 | J | A | 2,565 | $51.72 | 107,202 | D | — | — | (F2) Represents additional restricted shares of Common Stock issued to the Reporting Person as consideration for advancing the Issuer 19,727 shares of registered Common Stock to satisfy accrued interest obligations to third party convertible noteholders. |
| 2 | Common | Common Stock | 2024-11-18 | S | D | 6,250 | $15.93 | 100,952 | D | — | — | (F3) Represents aggregate open market sales on this date at a weighted average price of $15.93 with a range of sale prices of $13.37 to $17.48. The Reporting Person undertakes to provide the SEC staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price upon request. |
| 3 | Common | Common Stock | 2024-08-23 | J | A | 46,471 | $17.29 | 84,911 | D | — | — | (F1) Represents restricted shares of Common Stock issued to the Reporting Person at a price of $17.29 per share to satisfy approximately $803,000 of previous cash advances by the Reporting Person to the Issuer to cover costs and expenses with a Business Combination Agreement. |
| 4 | Common | Common Stock | 2025-01-22 | J | A | 27,282 | $4.64 | 126,151 | D | — | — | (F5) Represents shares of restricted Common Stock issued to the Reporting Person by the Issuer in consideration and satisfaction of $126,667 of funds previously advanced to the Issuer. |
| 5 | Common | Common Stock | 2024-11-19 | S | D | 2,083 | $12.99 | 98,869 | D | — | — | (F4) Represents aggregate open market sales on this date at a weighted average price of $12.99 with a range of sale prices of $12.24 to $13.23. The Reporting Person undertakes to provide the SEC staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price upon request. |