Form 4 for RWT REDWOOD TRUST INC
Accepted 2025-05-02 00:00:00 ET · period of report 2025-05-01 · accession 0001104659-25-044090 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2025-05-02 | 2025-05-01 | RWT | Debora Horvath D | Dir | M - OptEx | $6.21 | +23.2K | 89.3K | +35% | +$144.3K |
| D | 2025-05-02 | 2025-05-01 | RWT | Debora Horvath D | Dir | M - OptEx | $0.00 | -23.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2025-05-01 | M | A | 23,232 | $6.21 | 89,258.30 | I Trust | — | — | (F2) Represents the value of the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. |
| 2 | Derivative | Deferred Stock Units | 2025-05-01 | M | D | 23,232 | $0.00 | 0 | D | $6.82 · — to — | 23,232 Common Stock | (F3) Represents average grant date fair value of Deferred Stock Units acquired based on the fair market value of Redwood Trust, Inc. common stock on the acquisition dates. (F4) Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Redwood Trust, Inc. Amended and Restated Executive Deferred Compensation Plan. (F5) No expiration date is applicable to Deferred Stock Units. |