Form 4 for ASYS AMTECH SYSTEMS INC
Accepted 2025-09-03 00:00:00 ET · period of report 2025-09-02 · accession 0001104659-25-086997 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-09-03 | 2025-09-02 | ASYS | Averick Robert M | Dir, 10% | M - OptEx | $5.21 | +24.0K | 693.3K | +4% | +$124.9K |
| DM | 2025-09-03 | 2025-09-02 | ASYS | Averick Robert M | Dir, 10% | M - OptEx | $0.00 | -24.0K | 30.0K | -44% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-09-02 | M | A | 6,000 | $5.40 | 681,260 | D | — | — | |
| 2 | Common | Common Stock | 2025-09-02 | M | A | 6,000 | $4.90 | 699,260 | D | — | — | |
| 3 | Common | Common Stock | 2025-09-02 | M | A | 6,000 | $5.75 | 687,260 | D | — | — | |
| 4 | Common | Common Stock | 2025-09-02 | M | A | 6,000 | $4.77 | 693,260 | D | — | — | |
| 5 | Derivative | Director Stock Option (Right to Buy) | 2025-09-02 | M | D | 6,000 | $0.00 | 36,000 | D | $5.40 · 2016-01-15 to 2026-01-15 | 6,000 Common Stock | |
| 6 | Derivative | Director Stock Option (Right to Buy) | 2025-09-02 | M | D | 6,000 | $0.00 | 18,000 | D | $4.90 · 2020-03-04 to 2030-03-04 | 6,000 Common Stock | (F6) This is the total of all director stock options (right to buy), including those with different terms and conditions, held by Mr. Averick as of the filing date of this Form 4 (and after giving effect to the reported transactions). |
| 7 | Derivative | Director Stock Option (Right to Buy) | 2025-09-02 | M | D | 6,000 | $0.00 | 24,000 | D | $4.77 · 2019-03-06 to 2029-03-06 | 6,000 Common Stock | |
| 8 | Derivative | Director Stock Option (Right to Buy) | 2025-09-02 | M | D | 6,000 | $0.00 | 30,000 | D | $5.75 · 2017-03-17 to 2027-03-17 | 6,000 Common Stock |