Form 4 for PMN ProMIS Neurosciences Inc.
Accepted 2025-09-08 00:00:00 ET · period of report 2025-07-25 · accession 0001104659-25-088246 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2025-09-08 | 2025-07-25 | PMN | Sclar Jeremy M. | 10% | X - OptEx | — | +2.09M | 3.71M | +129% | — |
| DI | 2025-09-08 | 2025-07-29 | PMN | Sclar Jeremy M. | 10% | P - Purchase | — | +3.14M | 3.14M | New | — |
| DMI | 2025-09-08 | 2025-07-25 | PMN | Sclar Jeremy M. | 10% | X - OptEx | $0.00 | -2.09M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares, no par value | 2025-07-25 | X | A | 697,674 | — | 3,012,785 | I By JS Trust | — | — | (F3) On July 25, 2025, the JS Trust exercised 697,674 Tranche B purchase warrants, each exercisable to purchase one Common Share. These warrants were exercisable at an exercise price of $2.02 per warrant share; however, following an offer by the JS Trust and an acceptance by the Issuer, were exercised in full at an exercise price of $0.83518 per share. (F2) Held through the JS Trust, a trust formed under a trust instrument governed by the laws of the Commonwealth of Massachusetts. Mr Sclar's spouse is one of the trustees of the JS Trust. |
| 2 | Common | Common Shares, no par value | 2025-07-25 | X | A | 697,674 | — | 2,315,111 | I By: Jeremy M. Sclar 2012 Irrevocable Family Trust | — | — | (F1) On July 25, 2025, the Jeremy M. Sclar 2012 Irrevocable Family Trust (the "JS Trust") exercised 697,674 Tranche A purchase warrants, each exercisable to purchase one Common Share. These warrants were exercisable at an exercise price of $2.02 per warrant share; however, following an offer by the JS Trust and an acceptance by the Issuer, were exercised in full at an exercise price of $0.83518 per share. (F2) Held through the JS Trust, a trust formed under a trust instrument governed by the laws of the Commonwealth of Massachusetts. Mr Sclar's spouse is one of the trustees of the JS Trust. |
| 3 | Common | Common Shares, no par value | 2025-07-25 | X | A | 697,674 | — | 3,710,459 | I By JS Trust | — | — | (F4) On July 25, 2025, the JS Trust exercised 697,674 Tranche C purchase warrants, each exercisable to purchase one Common Share. These warrants were exercisable at an exercise price of $2.50 per warrant share; however, following an offer by the JS Trust and an acceptance by the Issuer, were exercised in full at an exercise price of $0.83518 per share. (F2) Held through the JS Trust, a trust formed under a trust instrument governed by the laws of the Commonwealth of Massachusetts. Mr Sclar's spouse is one of the trustees of the JS Trust. |
| 4 | Derivative | Warrant to Purchase Common Shares | 2025-07-29 | P | A | 3,139,533 | — | 3,139,533 | I See footnote | — · — to — | 3,139,533 Common Shares | (F6) On July 29, 2025, the JS Trust acquired a warrant to purchase 3,139,533 Common Shares at an exercise price of $1.25 per share. The purchase price for the warrant was $0.1875 per Common Share underlying the warrant. The warrant is currently exercisable and expires five years after the date of issuance. (F2) Held through the JS Trust, a trust formed under a trust instrument governed by the laws of the Commonwealth of Massachusetts. Mr Sclar's spouse is one of the trustees of the JS Trust. |
| 5 | Derivative | Tranche C Common Share Purchase Warrants | 2025-07-25 | X | D | 697,674 | $0.00 | 0 | I See footnote | — · — to — | 697,674 Common Shares | (F2) Held through the JS Trust, a trust formed under a trust instrument governed by the laws of the Commonwealth of Massachusetts. Mr Sclar's spouse is one of the trustees of the JS Trust. (F4) On July 25, 2025, the JS Trust exercised 697,674 Tranche C purchase warrants, each exercisable to purchase one Common Share. These warrants were exercisable at an exercise price of $2.50 per warrant share; however, following an offer by the JS Trust and an acceptance by the Issuer, were exercised in full at an exercise price of $0.83518 per share. |
| 6 | Derivative | Tranche B Common Share Purchase Warrants | 2025-07-25 | X | D | 697,674 | $0.00 | 0 | I See footnote | — · — to — | 697,674 Common Shares | (F2) Held through the JS Trust, a trust formed under a trust instrument governed by the laws of the Commonwealth of Massachusetts. Mr Sclar's spouse is one of the trustees of the JS Trust. (F3) On July 25, 2025, the JS Trust exercised 697,674 Tranche B purchase warrants, each exercisable to purchase one Common Share. These warrants were exercisable at an exercise price of $2.02 per warrant share; however, following an offer by the JS Trust and an acceptance by the Issuer, were exercised in full at an exercise price of $0.83518 per share. |
| 7 | Derivative | Tranche A Common Share Purchase Warrants | 2025-07-25 | X | D | 697,674 | $0.00 | 0 | I See footnote | — · — to — | 697,674 Common Shares | (F2) Held through the JS Trust, a trust formed under a trust instrument governed by the laws of the Commonwealth of Massachusetts. Mr Sclar's spouse is one of the trustees of the JS Trust. (F1) On July 25, 2025, the Jeremy M. Sclar 2012 Irrevocable Family Trust (the "JS Trust") exercised 697,674 Tranche A purchase warrants, each exercisable to purchase one Common Share. These warrants were exercisable at an exercise price of $2.02 per warrant share; however, following an offer by the JS Trust and an acceptance by the Issuer, were exercised in full at an exercise price of $0.83518 per share. |