Form 4 for PMN ProMIS Neurosciences Inc.
Accepted 2025-09-30 00:00:00 ET · period of report 2025-07-25 · accession 0001104659-25-095035 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-09-30 | 2025-07-25 | PMN | Jeremy M. Sclar 2012 Irrevocable Family Trust | 10% | X - OptEx | — | +2.09M | 3.01M | +228% | — |
| D | 2025-09-30 | 2025-07-29 | PMN | Jeremy M. Sclar 2012 Irrevocable Family Trust | 10% | P - Purchase | — | +3.14M | 3.14M | New | — |
| DM | 2025-09-30 | 2025-07-25 | PMN | Jeremy M. Sclar 2012 Irrevocable Family Trust | 10% | X - OptEx | $0.00 | -2.09M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares, no par value | 2025-07-25 | X | A | 697,674 | — | 3,710,459 | D | — | — | (F3) On July 25, 2025, the JS Trust exercised 697,674 Tranche C purchase warrants, each exercisable to purchase one Common Share. These warrants were exercisable at an exercise price of $2.50 per warrant share; however, following an offer by the JS Trust and an acceptance by the Issuer, were exercised in full at an exercise price of $0.83518 per share. |
| 2 | Common | Common Shares, no par value | 2025-07-25 | X | A | 697,674 | — | 2,315,111 | D | — | — | (F1) On July 25, 2025, the Jeremy M. Sclar 2012 Irrevocable Family Trust (the "JS Trust") exercised 697,674 Tranche A purchase warrants, each exercisable to purchase one Common Share. These warrants were exercisable at an exercise price of $2.02 per warrant share; however, following an offer by the JS Trust and an acceptance by the Issuer, were exercised in full at an exercise price of $0.83518 per share. |
| 3 | Common | Common Shares, no par value | 2025-07-25 | X | A | 697,674 | — | 3,012,785 | D | — | — | (F2) On July 25, 2025, the JS Trust exercised 697,674 Tranche B purchase warrants, each exercisable to purchase one Common Share. These warrants were exercisable at an exercise price of $2.02 per warrant share; however, following an offer by the JS Trust and an acceptance by the Issuer, were exercised in full at an exercise price of $0.83518 per share. |
| 4 | Derivative | Warrant to Purchase Common Shares | 2025-07-29 | P | A | 3,139,533 | — | 3,139,533 | D | — · — to — | 3,139,533 Common Shares | (F4) On July 29, 2025, the JS Trust acquired a warrant to purchase 3,139,533 Common Shares at an exercise price of $1.25 per share. The purchase price for the warrant was $0.1875 per Common Share underlying the warrant. The warrant is currently exercisable and expires five years after the date of issuance. |
| 5 | Derivative | Tranche A Common Share Purchase Warrants | 2025-07-25 | X | D | 697,674 | $0.00 | 0 | D | — · — to — | 697,674 Common Shares | (F1) On July 25, 2025, the Jeremy M. Sclar 2012 Irrevocable Family Trust (the "JS Trust") exercised 697,674 Tranche A purchase warrants, each exercisable to purchase one Common Share. These warrants were exercisable at an exercise price of $2.02 per warrant share; however, following an offer by the JS Trust and an acceptance by the Issuer, were exercised in full at an exercise price of $0.83518 per share. |
| 6 | Derivative | Tranche B Common Share Purchase Warrants | 2025-07-25 | X | D | 697,674 | $0.00 | 0 | D | — · — to — | 697,674 Common Shares | (F2) On July 25, 2025, the JS Trust exercised 697,674 Tranche B purchase warrants, each exercisable to purchase one Common Share. These warrants were exercisable at an exercise price of $2.02 per warrant share; however, following an offer by the JS Trust and an acceptance by the Issuer, were exercised in full at an exercise price of $0.83518 per share. |
| 7 | Derivative | Tranche C Common Share Purchase Warrants | 2025-07-25 | X | D | 697,674 | $0.00 | 0 | D | — · — to — | 697,674 Common Shares | (F3) On July 25, 2025, the JS Trust exercised 697,674 Tranche C purchase warrants, each exercisable to purchase one Common Share. These warrants were exercisable at an exercise price of $2.50 per warrant share; however, following an offer by the JS Trust and an acceptance by the Issuer, were exercised in full at an exercise price of $0.83518 per share. |