Form 4 for XELB XCel Brands, Inc.
Accepted 2025-12-05 00:00:00 ET · period of report 2025-12-03 · accession 0001104659-25-118995 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-12-05 | 2025-12-03 | XELB | D LOREN ROBERT W | CEO, COB, Dir, 10% | A - Grant | $0.94 | +56.5K | 555.8K | +11% | +$53.1K |
| D | 2025-12-05 | 2025-12-05 | XELB | D LOREN ROBERT W | CEO, COB, Dir, 10% | P - Purchase | $0.35 | +50.0K | 605.8K | +9% | +$17.5K |
| D | 2025-12-05 | 2025-12-03 | XELB | D LOREN ROBERT W | CEO, COB, Dir, 10% | F - Tax | $0.94 | -14.6K | 530.8K | -3% | -$13.7K |
| D | 2025-12-05 | 2025-12-03 | XELB | D LOREN ROBERT W | CEO, COB, Dir, 10% | A - Grant | $0.00 | +250.7K | 250.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-12-03 | A | A | 31,507 | $0.94 | 545,387 | D | — | — | (F1) Represents shares of awarded by the issuer pursuant to the reporting person's employment agreement in lieu of cash salary. |
| 2 | Common | Common Stock | 2025-12-05 | P | A | 50,000 | $0.35 | 605,831 | D | — | — | |
| 3 | Common | Common Stock | 2025-12-03 | A | A | 25,000 | $0.94 | 555,831 | D | — | — | (F2) Represents shares awarded to Mr. D'Loren |
| 4 | Common | Common Stock | 2025-12-03 | F | D | 14,556 | $0.94 | 530,831 | D | — | — | |
| 5 | Derivative | Stock Options | 2025-12-03 | A | A | 250,674 | $0.00 | 250,674 | D | $0.94 · — to 2030-12-03 | 250,674 Common Stock | (F3) The options vest as to 71,842 shares upon the common stock having a closing price of $3.00 or higher; 60,053 shares upon the common stock having a closing price of $5.00 or higher; 49,368 shares upon the common stock having a closing price of $7.00 or higher, 39,937 shares upon the common stock having a closing price of $9.00 or higher and 29,474 upon the common stock having a closing price of $11.00 or higher. |