Form 4 for PPTA PERPETUA RESOURCES CORP.
Accepted 2025-12-29 00:00:00 ET · period of report 2025-12-23 · accession 0001104659-25-124946 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-12-29 | 2025-12-23+ | PPTA | Dean Robert Alan | Dir | S - Sale+OE | $27.01 | -11.5K | 18.5K | -38% | -$310.3K |
| D | 2025-12-29 | 2025-12-23 | PPTA | Dean Robert Alan | Dir | X - OptEx | $8.56 | +20.0K | 30.0K | +200% | +$171.2K |
| D | 2025-12-29 | 2025-12-23 | PPTA | Dean Robert Alan | Dir | X - OptEx | $0.00 | -20.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2025-12-23 | S | D | 6,490 | $27.55 | 23,510 | D | — | — | (F2) The sale price of the stock option of CAD $37.97 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on December 19, 2025, of C$1.3780 = US$1.00. The sale price of CAD $37.97 is a weighted average price. These shares were sold in multiple transactions at prices ranging from CAD $37.18 to CAD $38.27, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2). These shares represent shares sold to cover option exercise price. |
| 2 | Common | Common Shares | 2025-12-23 | X | A | 20,000 | $8.56 | 30,000 | D | — | — | (F1) The exercise price of the stock option of CAD $11.80 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on December 19, 2025, of C$1.3780 = US$1.00. |
| 3 | Common | Common Shares | 2025-12-24 | S | D | 5,000 | $26.31 | 18,510 | D | — | — | (F3) The sale price of the stock option of CAD $36.25 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on December 19, 2025, of C$1.3780 = US$1.00. The sale price of CAD $36.25is a weighted average price. These shares were sold in multiple transactions at prices ranging from CAD $36.25 to CAD $36.26, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (3). These shares represent shares sold to cover payment of taxes relating to the option exercise. |
| 4 | Derivative | Director and Employee Stock Option (right to buy) | 2025-12-23 | X | D | 20,000 | $0.00 | 0 | D | $8.56 · — to 2026-01-20 | 20,000 Common Shares | (F1) The exercise price of the stock option of CAD $11.80 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on December 19, 2025, of C$1.3780 = US$1.00. (F4) The stock option, representing a right to purchase a total of 20,000 Common Shares, became exercisable as to 5,000 Common Shares on January 20, 2021, as to 5,000 Common Shares on January 20, 2022, as to 5,000 Common Shares on January 20, 2023, and as to the remaining 5,000 on January 20, 2024. |