Form 4 for WWR WESTWATER RESOURCES, INC.
Accepted 2026-01-20 00:00:00 ET · period of report 2026-01-15 · accession 0001104659-26-005182 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-01-20 | 2026-01-15 | WWR | Cates Steven M. | CFO, SVP-Fin | F - Tax | $1.24 | -339.6K | 1.29M | -21% | -$421.2K |
| DM | 2026-01-20 | 2026-01-15 | WWR | Cates Steven M. | CFO, SVP-Fin | A - Grant | $0.00 | +350.8K | 1.23M | +40% | $0 |
| DM | 2026-01-20 | 2026-01-15 | WWR | Cates Steven M. | CFO, SVP-Fin | M - OptEx | $0.00 | +102.2K | 1.38M | +8% | $0 |
| DM | 2026-01-20 | 2026-01-15 | WWR | Cates Steven M. | CFO, SVP-Fin | M - OptEx | — | -102.2K | 191.7K | -35% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-15 | F | D | 8,429 | $1.24 | 1,219,135 | D | — | — | (F1) Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 10, 2023. |
| 2 | Common | Common Stock | 2026-01-15 | F | D | 37,269 | $1.24 | 1,340,878 | D | — | — | (F6) Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 27, 2025. |
| 3 | Common | Common Stock | 2026-01-15 | F | D | 4,215 | $1.24 | 1,225,019 | D | — | — | (F1) Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 10, 2023. |
| 4 | Common | Common Stock | 2026-01-15 | F | D | 17,940 | $1.24 | 1,207,079 | D | — | — | (F3) Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 30, 2024. |
| 5 | Common | Common Stock | 2026-01-15 | A | A | 21,493 | $0.00 | 1,228,572 | D | — | — | (F4) Represents shares of common stock issued upon the partial vesting of restricted stock units subject to performance based-vesting criteria under the Company's May 30, 2024 grant. |
| 6 | Common | Common Stock | 2026-01-15 | F | D | 8,970 | $1.24 | 1,219,602 | D | — | — | (F3) Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 30, 2024. |
| 7 | Common | Common Stock | 2026-01-15 | A | A | 21,493 | $0.00 | 1,241,095 | D | — | — | (F4) Represents shares of common stock issued upon the partial vesting of restricted stock units subject to performance based-vesting criteria under the Company's May 30, 2024 grant. |
| 8 | Common | Common Stock | 2026-01-15 | F | D | 8,970 | $1.24 | 1,232,125 | D | — | — | (F3) Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 30, 2024. |
| 9 | Common | Common Stock | 2026-01-15 | M | A | 12,897 | $0.00 | 1,245,022 | D | — | — | (F5) Represents shares of common stock issued upon the partial vesting of restricted stock units subject to total stockholder return ("TSR") criteria under the Company's May 30, 2024 grant. |
| 10 | Common | Common Stock | 2026-01-15 | F | D | 5,383 | $1.24 | 1,239,639 | D | — | — | (F3) Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 30, 2024. |
| 11 | Common | Common Stock | 2026-01-15 | F | D | 124,231 | $1.24 | 1,115,408 | D | — | — | (F6) Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 27, 2025. |
| 12 | Common | Common Stock | 2026-01-15 | A | A | 148,835 | $0.00 | 1,264,243 | D | — | — | (F7) Represents shares of common stock issued upon the partial vesting of restricted stock units subject to performance based-vesting criteria under the Company's May 27, 2025 grant. |
| 13 | Common | Common Stock | 2026-01-15 | F | D | 62,116 | $1.24 | 1,202,127 | D | — | — | (F6) Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 27, 2025. |
| 14 | Common | Common Stock | 2026-01-15 | A | A | 148,835 | $0.00 | 1,350,962 | D | — | — | (F7) Represents shares of common stock issued upon the partial vesting of restricted stock units subject to performance based-vesting criteria under the Company's May 27, 2025 grant. |
| 15 | Common | Common Stock | 2026-01-15 | F | D | 62,116 | $1.24 | 1,288,846 | D | — | — | (F6) Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 27, 2025. |
| 16 | Common | Common Stock | 2026-01-15 | M | A | 89,301 | $0.00 | 1,378,147 | D | — | — | (F8) Represents shares of common stock issued upon the partial vesting of restricted stock units subject to total stockholder return ("TSR") criteria under the Company's May 27, 2025 grant. |
| 17 | Common | Common Stock | 2026-01-15 | A | A | 10,099 | $0.00 | 1,229,234 | D | — | — | (F2) Represents shares of common stock issued upon the partial vesting of restricted stock units subject to performance based-vesting criteria under the Company's May 10, 2023 grant. |
| 18 | Derivative | Restricted Stock Units | 2026-01-15 | M | D | 12,897 | — | 280,974 | D | — · — to — | 12,897 Common Stock | (F9) Represents restricted stock units that vest one-third based on TSR for the year ended December 31, 2024, one-third based on TSR for the year ended December 31, 2025, and one-third based on TSR for the year ended December 31, 2026, with the number of restricted stock units potentially vesting divided equally among the annual periods. |
| 19 | Derivative | Restricted Stock Units | 2026-01-15 | M | D | 89,301 | — | 191,673 | D | — · — to — | 89,301 Common Stock | (F10) Represents restricted stock units that vest one-third based on TSR for the year ended December 31, 2025, one-third based on TSR for the year ended December 31, 2026, and one-third based on TSR for the year ended December 31, 2027, with the number of restricted stock units potentially vesting divided equally among the annual periods. |