Form 4 for PVLA PALVELLA THERAPEUTICS, INC.
Accepted 2026-01-23 00:00:00 ET · period of report 2026-01-21 · accession 0001104659-26-006237 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-01-23 | 2026-01-21 | PVLA | Goin Kathleen | COO | S - Sale+OE | $97.63 | -4,302 | 3,749 | -53% | -$420.0K |
| DM | 2026-01-23 | 2026-01-21 | PVLA | Goin Kathleen | COO | M - OptEx | $8.11 | +4,302 | 2,154 | New | +$34.9K |
| DM | 2026-01-23 | 2026-01-21 | PVLA | Goin Kathleen | COO | M - OptEx | $0.00 | -4,302 | 19.3K | -18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-21 | S | D | 3,749 | $97.94 | 0 | D | — | — | |
| 2 | Common | Common Stock | 2026-01-21 | M | A | 2,148 | $9.08 | 4,302 | D | — | — | |
| 3 | Common | Common Stock | 2026-01-21 | M | A | 2,154 | $7.14 | 2,154 | D | — | — | |
| 4 | Common | Common Stock | 2026-01-21 | S | D | 553 | $95.49 | 3,749 | D | — | — | |
| 5 | Derivative | Stock Option (Right to Buy) | 2026-01-21 | M | D | 2,154 | $0.00 | 19,397 | D | $7.14 · — to 2029-10-29 | 2,154 Common Stock | (F2) The stock option is fully vested. |
| 6 | Derivative | Stock Option (Right to Buy) | 2026-01-21 | M | D | 2,148 | $0.00 | 19,332 | D | $9.08 · — to 2030-10-14 | 2,148 Common Stock | (F2) The stock option is fully vested. |