Form 4 for ASYS AMTECH SYSTEMS INC
Accepted 2026-03-06 00:00:00 ET · period of report 2026-03-04 · accession 0001104659-26-024720 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-06 | 2026-03-05 | ASYS | Averick Robert M | Dir, 10% | M - OptEx | $0.00 | +8,081 | 707.3K | +1% | $0 |
| D | 2026-03-06 | 2026-03-05 | ASYS | Averick Robert M | Dir, 10% | M - OptEx | $0.00 | -8,081 | 2,839 | -74% | $0 |
| D | 2026-03-06 | 2026-03-04 | ASYS | Averick Robert M | Dir, 10% | A - Grant | $0.00 | +2,839 | 10.9K | +35% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-05 | M | A | 8,081 | $0.00 | 707,341 | D | — | — | (F5) Restricted stock units converted into shares of Common Stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2026-03-05 | M | D | 8,081 | $0.00 | 2,839 | D | — · — to — | 8,081 Common Stock | (F8) On March 5, 2025, Mr. Averick was granted 8,081 restricted stock units that vested on March 5, 2026. Restricted stock units converted into shares of Common Stock on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Units | 2026-03-04 | A | A | 2,839 | $0.00 | 10,920 | D | — · 2027-03-04 to 2027-03-04 | 2,839 Common Stock | (F7) This is the total of all restricted stock units held by Mr. Averick as of March 4, 2026, including those with different terms and conditions. |