Form 4 for SCM Stellus Capital Investment Corp
Accepted 2026-03-17 00:00:00 ET · period of report 2026-03-13 · accession 0001104659-26-029592 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2026-03-17 | 2026-03-13+ | SCM | Ladd Robert T. | Pres, CEO, Dir | P - Purchase | $8.69 | +36.7K | 669.6K | +6% | +$318.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-13 | P | A | 35,000 | $8.70 | 667,935.11 | D | — | — | (F1) The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $8.56 to $8.84 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. (F2) Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan. |
| 2 | Common | Common Stock | 2026-03-16 | P | A | 1,700 | $8.45 | 669,635.11 | D | — | — | (F2) Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan. |