Form 4 for SWMR Swarmer, Inc
Accepted 2026-03-18 00:00:00 ET · period of report 2026-03-18 · accession 0001104659-26-031471 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-18 | 2026-03-18 | SWMR | Fink Alexander | See Remarks, Dir, 10% | A - Grant | $0.00 | +1.34M | 2.75M | +95% | $0 |
| D | 2026-03-18 | 2026-03-18 | SWMR | Fink Alexander | See Remarks, Dir, 10% | A - Grant | $0.00 | +400.0K | 400.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-18 | A | A | 1,341,840 | $0.00 | 2,752,815 | D | — | — | (F1) The Reporting Person received an award of 1,341,840 restricted stock units ("RSUs") on March 18, 2026 pursuant to the terms and conditions of his Employment Agreement, dated September 22, 2025, as amended by the Amendment to the Employment Agreement, dated February 18, 2026 (the "Employment Agreement"), which was previously approved by the Issuer's board of directors. The RSUs shall vest over a four year period with one-forty-eighth vesting on each monthly anniversary of the grant date, subject to the Reporting Person's continued service through the applicable vesting date. |
| 2 | Derivative | Stock Option (right to buy) | 2026-03-18 | A | A | 400,000 | $0.00 | 400,000 | D | $5.00 · — to 2036-03-18 | 400,000 Common Stock | (F2) The Reporting Person received this option award on March 18, 2026 pursuant to the terms and conditions of the Employment Agreement, which was previously approved by the Issuer's board of directors. The shares underlying this option vest over a four year period with one-forty-eighth vesting on each monthly anniversary of the grant date, subject to the Reporting Person's continued service through the applicable vesting date. |