Form 4 for NOAH NOAH HOLDINGS LTD
Accepted 2026-03-31 00:00:00 ET · period of report 2026-03-31 · accession 0001104659-26-037715 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2026-03-31 | 2026-03-31 | NOAH | YIN ZHE | CEO, Dir | M - OptEx | — | +200.7K | 17.20M | +1% | — |
| DMI | 2026-03-31 | 2026-03-31 | NOAH | YIN ZHE | CEO, Dir | M - OptEx | $0.00 | -20.1K | 12.5K | -62% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | ORDINARY SHARES | 2026-03-31 | M | A | 740 | — | 17,003,090 | I See Footnote | — | — | (F1) Restricted stock units ("RSUs") convert into ordinary shares on the basis of ten ordinary shares per unit. (F2) By Yin Investment Co., Ltd., a British Virgin Islands company controlled by Ark Trust (Hong Kong) Limited as trustee of Safe Harbor Trust, with Mr. Zhe Yin as settlor and Mr. Zhe Yin and his family members as beneficiaries. Ark Trust (Hong Kong) Limited as trustee of Safe Harbor Trust has no power to dispose of the ordinary shares held by Yin Investment Co., Ltd. except upon written instruction by Mr. Zhe Yin, except in certain limited situations. |
| 2 | Common | ORDINARY SHARES | 2026-03-31 | M | A | 125,000 | — | 17,128,090 | I See Footnote | — | — | (F1) Restricted stock units ("RSUs") convert into ordinary shares on the basis of ten ordinary shares per unit. (F2) By Yin Investment Co., Ltd., a British Virgin Islands company controlled by Ark Trust (Hong Kong) Limited as trustee of Safe Harbor Trust, with Mr. Zhe Yin as settlor and Mr. Zhe Yin and his family members as beneficiaries. Ark Trust (Hong Kong) Limited as trustee of Safe Harbor Trust has no power to dispose of the ordinary shares held by Yin Investment Co., Ltd. except upon written instruction by Mr. Zhe Yin, except in certain limited situations. |
| 3 | Common | ORDINARY SHARES | 2026-03-31 | M | A | 75,000 | — | 17,203,090 | I See Footnote | — | — | (F1) Restricted stock units ("RSUs") convert into ordinary shares on the basis of ten ordinary shares per unit. (F2) By Yin Investment Co., Ltd., a British Virgin Islands company controlled by Ark Trust (Hong Kong) Limited as trustee of Safe Harbor Trust, with Mr. Zhe Yin as settlor and Mr. Zhe Yin and his family members as beneficiaries. Ark Trust (Hong Kong) Limited as trustee of Safe Harbor Trust has no power to dispose of the ordinary shares held by Yin Investment Co., Ltd. except upon written instruction by Mr. Zhe Yin, except in certain limited situations. |
| 4 | Derivative | RESTRICTED STOCK UNIT | 2026-03-31 | M | D | 74 | $0.00 | 222 | I See Footnote | — · — to — | 740 ORDINARY SHARES | (F2) By Yin Investment Co., Ltd., a British Virgin Islands company controlled by Ark Trust (Hong Kong) Limited as trustee of Safe Harbor Trust, with Mr. Zhe Yin as settlor and Mr. Zhe Yin and his family members as beneficiaries. Ark Trust (Hong Kong) Limited as trustee of Safe Harbor Trust has no power to dispose of the ordinary shares held by Yin Investment Co., Ltd. except upon written instruction by Mr. Zhe Yin, except in certain limited situations. (F1) Restricted stock units ("RSUs") convert into ordinary shares on the basis of ten ordinary shares per unit. (F3) Represents an award of 21,883 RSUs, each representing the right to receive 10 ordinary shares. 19,661 RSUs vested on December 29, 2023. The remaining 2,222 RSUs vest in equal monthly installments of 74 RSUs at the end of each month, commencing January 29, 2024. The award will be fully vested on June 29, 2026. |
| 5 | Derivative | RESTRICTED STOCK UNIT | 2026-03-31 | M | D | 7,500 | $0.00 | 15,000 | I See Footnote | — · — to — | 75,000 ORDINARY SHARES | (F2) By Yin Investment Co., Ltd., a British Virgin Islands company controlled by Ark Trust (Hong Kong) Limited as trustee of Safe Harbor Trust, with Mr. Zhe Yin as settlor and Mr. Zhe Yin and his family members as beneficiaries. Ark Trust (Hong Kong) Limited as trustee of Safe Harbor Trust has no power to dispose of the ordinary shares held by Yin Investment Co., Ltd. except upon written instruction by Mr. Zhe Yin, except in certain limited situations. (F1) Restricted stock units ("RSUs") convert into ordinary shares on the basis of ten ordinary shares per unit. (F5) Represents an award of 30,000 RSUs, each representing the right to receive 10 ordinary shares. 7,500 RSUs vested on March 31, 2025. The remaining 22,500 RSUs vest in equal annual installments of 7,500 RSUs on March 31 of each year thereafter, commencing March 31, 2026. The award will be fully vested on March 31, 2028. |
| 6 | Derivative | RESTRICTED STOCK UNIT | 2026-03-31 | M | D | 12,500 | $0.00 | 12,500 | I See Footnote | — · — to — | 125,000 ORDINARY SHARES | (F2) By Yin Investment Co., Ltd., a British Virgin Islands company controlled by Ark Trust (Hong Kong) Limited as trustee of Safe Harbor Trust, with Mr. Zhe Yin as settlor and Mr. Zhe Yin and his family members as beneficiaries. Ark Trust (Hong Kong) Limited as trustee of Safe Harbor Trust has no power to dispose of the ordinary shares held by Yin Investment Co., Ltd. except upon written instruction by Mr. Zhe Yin, except in certain limited situations. (F1) Restricted stock units ("RSUs") convert into ordinary shares on the basis of ten ordinary shares per unit. (F4) Represents an award of 50,000 RSUs, each representing the right to receive 10 ordinary shares. 12,500 RSUs vested on June 12, 2024. The remaining 37,500 RSUs vest in equal annual installments of 12,500 RSUs on March 29 of each year thereafter, commencing March 29, 2025. The award will be fully vested on March 29, 2027. |