Form 4 for OCGN Ocugen, Inc.
Accepted 2026-04-02 21:26:46 ET · period of report 2026-04-01 · accession 0001104659-26-039361 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-04-02 21:26 | 2026-04-01 | OCGN | Zhang Junge | Dir | M - OptEx | $0.7948 | +194.1K | 1.36M | +17% | +$154.3K |
| DM | 2026-04-02 21:26 | 2026-04-01 | OCGN | Zhang Junge | Dir | M - OptEx | $0.00 | -194.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-04-01 | M | A | 15,000 | $0.51 | 1,180,182 | D | — | — | |
| 2 | Common | Common Stock | 2026-04-01 | M | A | 112,205 | $0.46 | 1,292,387 | D | — | — | |
| 3 | Common | Common Stock | 2026-04-01 | M | A | 66,929 | $1.42 | 1,359,316 | D | — | — | |
| 4 | Derivative | Option (right to buy) | 2026-04-01 | M | D | 15,000 | $0.00 | 0 | D | $0.51 · — to 2030-01-02 | 15,000 Common Stock | (F1) The option, initially representing a right to purchase 54,000 shares, vested and became exercisable in equal installments over three years commencing on January 2, 2020. |
| 5 | Derivative | Option (right to buy) | 2026-04-01 | M | D | 112,205 | $0.00 | 0 | D | $0.46 · — to 2033-06-09 | 112,205 Common Stock | (F2) The option, representing a right to purchase 112,205 shares, vested and became exercisable on June 9, 2024. |
| 6 | Derivative | Option (right to buy) | 2026-04-01 | M | D | 66,929 | $0.00 | 0 | D | $1.42 · — to 2034-06-28 | 66,929 Common Stock | (F3) The option, representing a right to purchase 66,929 shares, vested and became exercisable on June 28, 2025. |