Form 4 for XELB XCel Brands, Inc.
Accepted 2026-04-15 20:35:10 ET · period of report 2026-04-14 · accession 0001104659-26-043927 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2026-04-15 20:35 | 2026-04-14 | XELB | D LOREN ROBERT W | CEO, COB, Dir, 10% | A - Grant | $1.44 | +1,742 | 1,742 | New | +$2,500 |
| DMI | 2026-04-15 20:35 | 2026-04-14 | XELB | D LOREN ROBERT W | CEO, COB, Dir, 10% | A - Grant | $453,369.08 | +388.7K | 348.4K | New | +$176.23B |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-04-14 | A | A | 1,742 | $1.44 | 1,742 | I See Footnote | — | — | (F2) Represents securities held by Clearmarkets Capital LLC (d/b/a IPX Capital, LLC), a company controlled by reporting person. |
| 2 | Derivative | Convertible Note | 2026-04-14 | A | A | 40,280 | $50,000.00 | 40,280 | I See Footnote | $1.44 · — to 2027-04-13 | 40,280 Common stock | (F3) Represents a $57,803 principal amount secured convertible note of the Issuer with an aggregate principal amount of $50,000. (F5) This note becomes convertible following the later of an event of default under the note and the issuer receiving stockholder approval for the issuance of the shares pursuant to the terms of this note in compliance with applicable Nasdaq rules. (F3) Represents a $57,803 principal amount secured convertible note of the Issuer with an aggregate principal amount of $50,000. (F2) Represents securities held by Clearmarkets Capital LLC (d/b/a IPX Capital, LLC), a company controlled by reporting person. |
| 3 | Derivative | Convertible Note | 2026-04-14 | A | A | 348,432 | $500,000.00 | 348,432 | I See Footnote | $1.44 · — to 2027-09-20 | 348,432 Common stock | (F4) Represents a $500,000 principal amount secured convertible note of the Issuer with an aggregate principal amount of $500,000. (F6) This note becomes convertible upon the company receiving stockholder approval for the issuance of the shares pursuant to the terms of this note in compliance with applicable Nasdaq rules. (F4) Represents a $500,000 principal amount secured convertible note of the Issuer with an aggregate principal amount of $500,000. (F2) Represents securities held by Clearmarkets Capital LLC (d/b/a IPX Capital, LLC), a company controlled by reporting person. |