Form 4 for NIO NIO Inc.
Accepted 2026-06-01 16:20:39 ET · period of report 2026-06-01 · accession 0001104659-26-068940 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-06-01 16:20 | 2026-06-01 | NIO | Zhou Xin | EVP | M - OptEx | $0.00 | +200.0K | 416.2K | +93% | $0 |
| D | 2026-06-01 16:20 | 2026-06-01 | NIO | Zhou Xin | EVP | F - Tax | $5.60 | -100.0K | 316.2K | -24% | -$560.0K |
| D | 2026-06-01 16:20 | 2026-06-01 | NIO | Zhou Xin | EVP | M - OptEx | $0.00 | -200.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | American depositary shares | 2026-06-01 | M | A | 200,000 | $0.00 | 416,167 | D | — | — | (F1) Each American depositary share represents one Class A ordinary share. |
| 2 | Common | American depositary shares | 2026-06-01 | F | D | 100,000 | $5.60 | 316,167 | D | — | — | (F1) Each American depositary share represents one Class A ordinary share. (F2) The reported transaction involved the withholding of 100,000 shares upon the vesting of the 200,000 restricted share units in order to pay associated taxes. (F3) The closing price of the Issuer's American depositary shares on the last trading day before the withholding. The Issuer expects to sell the withheld shares on behalf of the Reporting Person in the open market, and the actual sales price may differ from the closing price reported herein. |
| 3 | Derivative | Restricted share units | 2026-06-01 | M | D | 200,000 | $0.00 | 0 | D | — · — to — | 200,000 Class A ordinary share | (F4) The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting. (F5) The restricted share units vested on June 1, 2026, and do not have expiration dates. (F5) The restricted share units vested on June 1, 2026, and do not have expiration dates. |