Form 4 for LI Li Auto Inc.
Accepted 2026-06-17 09:07:01 ET · period of report 2026-06-15 · accession 0001104659-26-074925 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-06-17 09:07 | 2026-06-15 | LI | Xie Yan | CTO | M - OptEx | $0.00 | +200.0K | 506.1K | +65% | $0 |
| D | 2026-06-17 09:07 | 2026-06-15 | LI | Xie Yan | CTO | F - Tax | $7.21 | -96.6K | 409.5K | -19% | -$696.4K |
| D | 2026-06-17 09:07 | 2026-06-15 | LI | Xie Yan | CTO | M - OptEx | $0.1 | -200.0K | 200.0K | -50% | -$20.0K |
| D | 2026-06-17 09:07 | 2026-06-15 | LI | Xie Yan | CTO | A - Grant | $0.00 | +5.00M | 5.00M | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A ordinary shares | 2026-06-15 | M | A | 200,000 | $0.00 | 506,064 | D | — | — | (F1) Acquired upon vesting and settlement of restricted share units. |
| 2 | Common | Class A ordinary shares | 2026-06-15 | F | D | 96,588 | $7.21 | 409,476 | D | — | — | (F2) Represents Class A ordinary shares (in the form of ADSs) sold pursuant to a sell-to-cover arrangement for the purpose of satisfying income tax liabilities incurred upon vesting of restricted share units. |
| 3 | Derivative | Restricted Share Units | 2026-06-15 | M | D | 200,000 | $0.1 | 200,000 | D | — · — to — | 200,000 Class A ordinary shares | (F3) Each restricted share unit represents the contingent right to receive one Class A ordinary share. (F4) These restricted shares units were vested on June 15, 2026 and do not have an expiration date. (F4) These restricted shares units were vested on June 15, 2026 and do not have an expiration date. |
| 4 | Derivative | Share Options (right to buy) | 2026-06-15 | A | A | 5,000,000 | $0.00 | 5,000,000 | D | $14.38 · — to — | 5,000,000 American depositary shares | (F5) The options will vest upon the first achievement of certain tiered targets. See Exhibit 99.1 to the issuer's current report on Form 6-K dated June 16, 2026 for further details. (F5) The options will vest upon the first achievement of certain tiered targets. See Exhibit 99.1 to the issuer's current report on Form 6-K dated June 16, 2026 for further details. (F6) Each American depositary share represents two Class A ordinary shares. |