Form 4 for RWT REDWOOD TRUST INC
Accepted 2026-06-29 16:34:30 ET · period of report 2026-06-26 · accession 0001104659-26-078868 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2026-06-29 16:34 | 2026-06-26 | RWT | Debora Horvath D | Dir | M - OptEx | $4.73 | +7,259 | 156.3K | +5% | +$34.3K |
| D | 2026-06-29 16:34 | 2026-06-26 | RWT | Debora Horvath D | Dir | M - OptEx | $0.00 | -7,259 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2026-06-26 | M | A | 7,259 | $4.73 | 156,295 | I Trust | — | — | (F1) This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock in accordance with the deferral election made with respect to director compensation and dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. (F2) Represents the value of the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. |
| 2 | Derivative | Deferred Stock Units | 2026-06-26 | M | D | 7,259 | $0.00 | 0 | D | $6.13 · — to — | 7,259 Common Stock | (F3) Represents average grant date fair value of Deferred Stock Units acquired based on the fair market value of Redwood Trust, Inc. common stock on the acquisition dates. (F1) This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock in accordance with the deferral election made with respect to director compensation and dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. (F4) Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Fonn, according to the terms and conditions of the Redwood Trust, Lnc. Amended and Restated Executive Deferred Compensation Plan. (F5) No expiration date is applicable to Deferred Stock Units. |