Form 4 for NOAH NOAH HOLDINGS LTD
Accepted 2026-06-30 06:46:31 ET · period of report 2026-06-29 · accession 0001104659-26-079072 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-06-30 06:46 | 2026-06-29 | NOAH | Pan Qing | CFO | M - OptEx | — | +1,095 | 928.5K | +0.1% | — |
| D | 2026-06-30 06:46 | 2026-06-29 | NOAH | Pan Qing | CFO | M - OptEx | $0.00 | -109.50 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | ORDINARY SHARES | 2026-06-29 | M | A | 1,095 | — | 928,520 | D | — | — | (F1) Restricted stock units ("RSUs") convert into ordinary shares on the basis of ten ordinary shares per unit. |
| 2 | Derivative | RESTRICTED STOCK UNIT | 2026-06-29 | M | D | 109.50 | $0.00 | 0 | D | — · — to — | 1,095 ORDINARY SHARES | (F1) Restricted stock units ("RSUs") convert into ordinary shares on the basis of ten ordinary shares per unit. (F2) Represents an award of 6,383 RSUs, each representing the right to receive 10 ordinary shares. 3,272 RSUs vested on December 29, 2023. The remaining 3,111 RSUs vest in equal monthly installments of 103 RSUs at the end of each month, commencing January 29, 2024. The award will be fully vested on June 29, 2026. This Form 4 reports the final monthly vesting installment, upon which the award became fully vested. Monthly installments are subject to rounding; accordingly, the number of RSUs vesting in this final installment differs slightly from the unvested balance reported on the prior Form 4. Following this transaction, no RSUs under this award remain outstanding. (F2) Represents an award of 6,383 RSUs, each representing the right to receive 10 ordinary shares. 3,272 RSUs vested on December 29, 2023. The remaining 3,111 RSUs vest in equal monthly installments of 103 RSUs at the end of each month, commencing January 29, 2024. The award will be fully vested on June 29, 2026. This Form 4 reports the final monthly vesting installment, upon which the award became fully vested. Monthly installments are subject to rounding; accordingly, the number of RSUs vesting in this final installment differs slightly from the unvested balance reported on the prior Form 4. Following this transaction, no RSUs under this award remain outstanding. |