Form 4 for NIO NIO Inc.
Accepted 2026-09-01 16:06:04 ET · period of report 2026-09-01 · accession 0001104659-26-104301 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-09-01 16:06 | 2026-09-01 | NIO | Zhou Xin | EVP | M - OptEx | $0.00 | +200.0K | 516.2K | +63% | $0 |
| D | 2026-09-01 16:06 | 2026-09-01 | NIO | Zhou Xin | EVP | M - OptEx | $0.00 | -200.0K | 600.0K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | American depositary shares | 2026-09-01 | M | A | 200,000 | $0.00 | 516,167 | D | — | — | (F1) Each American depositary share represents one Class A ordinary share. |
| 2 | Derivative | Restricted share units | 2026-09-01 | M | D | 200,000 | $0.00 | 600,000 | D | — · — to — | 200,000 Class A ordinary share | (F2) The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting. (F3) The restricted share units vest in five equal annual installments beginning on September 1, 2025, with 20% vesting in each annual installment, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026. (F3) The restricted share units vest in five equal annual installments beginning on September 1, 2025, with 20% vesting in each annual installment, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026. |