Form 4 for GLAS Glass House Brands Inc.
Accepted 2026-09-11 17:02:03 ET · period of report 2026-09-01 · accession 0001104659-26-107116 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-09-11 17:02 | 2026-09-01 | GLAS | Tu William | SVP, Corp. Ctrl | M - OptEx | — | +5,800 | 9,618 | +152% | — |
| D | 2026-09-11 17:02 | 2026-09-04 | GLAS | Tu William | SVP, Corp. Ctrl | F - Tax | $9.00 | -2,017 | 7,601 | -21% | -$18.2K |
| D | 2026-09-11 17:02 | 2026-09-11 | GLAS | Tu William | SVP, Corp. Ctrl | S - Sale+OE | $8.03 | -3,818 | 3,783 | -50% | -$30.7K |
| D | 2026-09-11 17:02 | 2026-09-01 | GLAS | Tu William | SVP, Corp. Ctrl | M - OptEx | $0.00 | -5,800 | 139.3K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Equity Shares | 2026-09-01 | M | A | 5,800 | — | 9,618 | D | — | — | (F1) The Subordinate Voting Shares, Restricted Voting Shares, and/or Limited Voting Shares of Glass House Brands Inc. ("GHBI") (collectively, the "Equity Shares"). (F3) Each RSU represents the right to receive, at settlement, one share of GHBI's Equity Shares. |
| 2 | Common | Equity Shares | 2026-09-04 | F | D | 2,017 | $9.00 | 7,601 | D | — | — | (F1) The Subordinate Voting Shares, Restricted Voting Shares, and/or Limited Voting Shares of Glass House Brands Inc. ("GHBI") (collectively, the "Equity Shares"). (F4) The Equity Shares were sold to satisfy the Reporting Person's tax withholding obligations at a price of $9.00 per share. |
| 3 | Common | Equity Shares | 2026-09-11 | S | D | 3,818 | $8.03 | 3,783 | D | — | — | (F1) The Subordinate Voting Shares, Restricted Voting Shares, and/or Limited Voting Shares of Glass House Brands Inc. ("GHBI") (collectively, the "Equity Shares"). (F5) The 3,818 Equity Shares sold on September 11, 2026 represent the remaining Equity Shares acquired upon settlement of the 5,800 RSUs that vested on June 1, 2026, after 1,982 Equity Shares were sold on June 3, 2026 to satisfy the Reporting Person's tax withholding obligations. |
| 4 | Derivative | Restricted Stock Unit | 2026-09-01 | M | D | 5,800 | $0.00 | 139,271 | D | $0.00 · — to — | 5,800 Equity Shares | (F3) Each RSU represents the right to receive, at settlement, one share of GHBI's Equity Shares. (F3) Each RSU represents the right to receive, at settlement, one share of GHBI's Equity Shares. (F2) The Reporting Person was granted RSU awards covering 34,800 RSUs on September 1, 2024 (the "September RSUs"). 5,800 of the September RSUs vested on September 1, 2026. (F2) The Reporting Person was granted RSU awards covering 34,800 RSUs on September 1, 2024 (the "September RSUs"). 5,800 of the September RSUs vested on September 1, 2026. (F1) The Subordinate Voting Shares, Restricted Voting Shares, and/or Limited Voting Shares of Glass House Brands Inc. ("GHBI") (collectively, the "Equity Shares"). |