Form 4 for HGTY Hagerty, Inc.
Accepted 2026-09-11 18:15:30 ET · period of report 2026-09-09 · accession 0001104659-26-107145 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-09-11 18:15 | 2026-09-09+ | HGTY | Hagerty Holding Corp. | 10% | C - Cnv Deriv | — | +10.64M | 1.39M | New | — |
| DM | 2026-09-11 18:15 | 2026-09-09+ | HGTY | Hagerty Holding Corp. | 10% | S - Sale | $11.47 | -10.64M | 0 | -100% | -$122.03M |
| DM | 2026-09-11 18:15 | 2026-09-09+ | HGTY | Hagerty Holding Corp. | 10% | C - Cnv Deriv | — | -10.64M | 155.91M | -6% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-09-09 | C | A | 9,250,000 | — | 9,250,000 | D | — | — | (F1) 9,250,000 shares of Class A Common Stock were issued to the Reporting Person in exchange for an equal number of Paired Interests (as defined below) that were surrendered by the Reporting Person pursuant to the Amended and Restated Exchange Agreement, dated as of December 2, 2021 and amended and restated as of March 23, 2022 (the "Exchange Agreement"), among the Issuer, The Hagerty Group, LLC ("OpCo"), the Reporting Person, Markel Corporation ("Markel") and each of the Reporting Person's and Markel's Qualified Transferees (as defined therein). Each "Paired Interest" consists of one share of Class V Common Stock of the Issuer and one unit of limited liability company interest of OpCo and may be surrendered by the Reporting Person pursuant to the Exchange Agreement in exchange for a share of Class A Common Stock of the Issuer or, at the option of the Issuer, cash. |
| 2 | Common | Class A Common Stock | 2026-09-09 | S | D | 9,250,000 | $11.47 | 0 | D | — | — | |
| 3 | Common | Class A Common Stock | 2026-09-11 | C | A | 1,387,500 | — | 1,387,500 | D | — | — | (F2) 1,387,500 shares of Class A Common Stock were issued to the Reporting Person in exchange for an equal number of Paired Interests that were surrendered by the Reporting Person pursuant to the Exchange Agreement. |
| 4 | Common | Class A Common Stock | 2026-09-11 | S | D | 1,387,500 | $11.47 | 0 | D | — | — | |
| 5 | Derivative | Class V Common Stock | 2026-09-09 | C | D | 9,250,000 | — | 157,302,156 | D | — · — to — | 9,250,000 Class A Common Stock | (F3) Each Paired Interest has no expiration date and may be surrendered by the Reporting Person pursuant to the Exchange Agreement in exchange for a share of Class A Common Stock of the Issuer or, at the option of the Issuer, cash. (F1) 9,250,000 shares of Class A Common Stock were issued to the Reporting Person in exchange for an equal number of Paired Interests (as defined below) that were surrendered by the Reporting Person pursuant to the Amended and Restated Exchange Agreement, dated as of December 2, 2021 and amended and restated as of March 23, 2022 (the "Exchange Agreement"), among the Issuer, The Hagerty Group, LLC ("OpCo"), the Reporting Person, Markel Corporation ("Markel") and each of the Reporting Person's and Markel's Qualified Transferees (as defined therein). Each "Paired Interest" consists of one share of Class V Common Stock of the Issuer and one unit of limited liability company interest of OpCo and may be surrendered by the Reporting Person pursuant to the Exchange Agreement in exchange for a share of Class A Common Stock of the Issuer or, at the option of the Issuer, cash. (F3) Each Paired Interest has no expiration date and may be surrendered by the Reporting Person pursuant to the Exchange Agreement in exchange for a share of Class A Common Stock of the Issuer or, at the option of the Issuer, cash. (F3) Each Paired Interest has no expiration date and may be surrendered by the Reporting Person pursuant to the Exchange Agreement in exchange for a share of Class A Common Stock of the Issuer or, at the option of the Issuer, cash. |
| 6 | Derivative | Class V Common Stock | 2026-09-11 | C | D | 1,387,500 | — | 155,914,656 | D | — · — to — | 1,387,500 Class A Common Stock | (F3) Each Paired Interest has no expiration date and may be surrendered by the Reporting Person pursuant to the Exchange Agreement in exchange for a share of Class A Common Stock of the Issuer or, at the option of the Issuer, cash. (F2) 1,387,500 shares of Class A Common Stock were issued to the Reporting Person in exchange for an equal number of Paired Interests that were surrendered by the Reporting Person pursuant to the Exchange Agreement. (F3) Each Paired Interest has no expiration date and may be surrendered by the Reporting Person pursuant to the Exchange Agreement in exchange for a share of Class A Common Stock of the Issuer or, at the option of the Issuer, cash. (F3) Each Paired Interest has no expiration date and may be surrendered by the Reporting Person pursuant to the Exchange Agreement in exchange for a share of Class A Common Stock of the Issuer or, at the option of the Issuer, cash. |