Form 4 for NIO NIO Inc.
Accepted 2026-09-14 16:05:55 ET · period of report 2026-09-12 · accession 0001104659-26-107494 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-09-14 16:05 | 2026-09-12 | NIO | Lee Denny Ting Bun | Dir | M - OptEx | $0.00 | +131.9K | 492.6K | +37% | $0 |
| D | 2026-09-14 16:05 | 2026-09-12 | NIO | Lee Denny Ting Bun | Dir | M - OptEx | $0.00 | -131.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | American depositary shares | 2026-09-12 | M | A | 131,869 | $0.00 | 492,634 | D | — | — | (F1) Each American depositary share represents one Class A ordinary share. |
| 2 | Derivative | Restricted share units | 2026-09-12 | M | D | 131,869 | $0.00 | 0 | D | — · — to — | 131,869 Class A ordinary shares | (F2) The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting. (F3) The restricted share units vested on September 12, 2026 and do not have expiration dates. (F3) The restricted share units vested on September 12, 2026 and do not have expiration dates. |