Form 4/A for UONE URBAN ONE, INC.
Accepted 2022-09-30 00:00:00 ET · period of report 2022-09-27 · accession 0001106637-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2022-09-30 | 2022-09-27 | UONE | HUGHES CATHERINE L | COB, Sec, Dir, 10% | F - Tax | $4.23 | -67.0K | 4.53M | -1% | -$283.3K |
| DA | 2022-09-30 | 2022-09-27 | UONE | HUGHES CATHERINE L | COB, Sec, Dir, 10% | A - Grant | $0.00 | +202.0K | 4.60M | +5% | $0 |
| DMA | 2022-09-30 | 2022-09-27 | UONE | HUGHES CATHERINE L | COB, Sec, Dir, 10% | A - Grant | $0.00 | +476.7K | 1.17M | +69% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class D Common Stock | 2022-09-27 | F | D | 66,971 | $4.23 | 4,531,205 | D | — | — | (F2) Amendment updates shares withheld for tax which were estimated for timely filing and understated shares withheld by 1 share. (F3) Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) zero shares of Class A common stock (exclusive of the Class A RSUs reported herein), (2) 851,536 shares of Class B common stock held by the Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co., LLC; (continued in next footnote) (F4) (continued from previous footnote)(6) 719,169 shares of Class D common stock held by Catherine Hughes; (7) 1,015,937 shares of Class D common stock held by the Hughes Revocable Trust; (8) 494,732 shares of Class D common stock held by the Hughes Revocable Trust U/A/D; (cont.) (9) 1,749,464 shares of Class D common stock held by the Hughes Revocable Trust UA; (10) 520,404 shares of Class D common stock held by the Dynastic Trust U/A/D; and (11) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. The reporting person also holds the derivative securities reported in Table II. |
| 2 | Common | Class D Common Stock | 2022-09-27 | A | A | 201,961 | $0.00 | 4,598,176 | D | — | — | (F1) Award vested immediately upon pricing. |
| 3 | Derivative | Restricted Stock Units (Class A) | 2022-09-27 | A | A | 281,250 | $0.00 | 281,250 | D | $0.00 · 2025-01-05 to — | 281,250 Class A Common Stock | (F5) Not applicable. |
| 4 | Derivative | Stock Option (Class D) | 2022-09-27 | A | A | 93,750 | $0.00 | 1,264,039 | D | $4.23 · 2025-01-05 to 2032-09-26 | 93,750 Class D Common Stock | |
| 5 | Derivative | Stock Option (Class D) | 2022-09-27 | A | A | 101,702 | $0.00 | 1,170,289 | D | $4.23 · 2022-09-27 to 2032-09-26 | 101,702 Class D Common Stock |